Patrick J. Kelly

NEXT ALPHA CAPITAL

San Diego, CA

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CRD#: 6726033

Professional summary

Patrick J. Kelly, who also goes by Patrick John Kelly, is a registered financial advisor currently at NEXT ALPHA CAPITAL, LLC located in San Diego, California.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Patrick has worked at 1 firm and has passed the Series 65 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Patrick John Kelly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

TAPYLLEK LLC 1401 21st Street, Suite R Sacramento, CA 95811 TAPYLLEK LLC, formed on June 14, 2021, is wholly owned by my self-directed IRA for the purpose of investing my own retirement account. I manage the investments, which currently consists of futures and futures options. Additional investment types may be utilized at my discretion. In this account I trade similar, if not identical strategies as the pool I manage. Trades are not batched with each other or comingled. I spend less than 2 hours per week on this business.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick J. Kelly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2017 - Present

NEXT ALPHA CAPITAL, LLC

RIA

CRD#: 285858

San Diego, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/28/2017)

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Exams

State Security Law Exam

IAR

Series 65

Date: 6/4/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 3

Date: 7/22/2016

National Commodity Futures Examination

Current Firm

NEXT ALPHA CAPITAL, LLC

CRD#: 285858 / SEC#:

California

Registered Investment Advisory firm - (2/28/2017 Approved)

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Contact information

Main Address

San Diego, CA

Mailing Address

1075 Sapphire Street, San Diego, CA 92109

Phone number

+1 (858) 732-1223

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Patrick J. Kelly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick J. Kelly's CRS (Customer Relationship Summary).

Certified licenses

Experience

NEXT ALPHA CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/4/2016

Series 3

Date: 7/22/2016

Current Firm

NEXT ALPHA CAPITAL, LLC

Contact information

Documents

Red Flags

Company Information

NEXT ALPHA CAPITAL, LLC

TRUST BUT VERIFY

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