Tyler M. Claus

KAWA CAPITAL MANAGEMENT

Hallandale Beach, FL 33009

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CRD#: 6725988

Professional summary

Tyler Mitchell Claus is a registered financial advisor currently at KAWA CAPITAL MANAGEMENT, INC. located in Hallandale Beach, Florida.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Tyler has worked at 2 firms and has passed the Series 63, Series 65, Series 7TO, SIE and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Mitchell Claus's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2017 - Present

KAWA CAPITAL MANAGEMENT, INC.

Office #1: 1010 South Federal Highway Suite 2900, Hallandale Beach, FL 33009

RIA

CRD#: 157780

Hallandale Beach, FL

Past

September 16, 2020 - February 24, 2022

KAWA SECURITIES LLC

CRD#: 307917

Aventura, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KAWA CAPITAL MANAGEMENT, INC.

KAWA CANADIAN PREFERRED MANAGER, LLC (RELYING ADVISER) | KAWA SBA OPPORTUNITIES MANAGER, LLC (RELYING ADVISER) | KAWA CAPITAL PARTNERS LLC (RELYING ADVISER) | KAWA CAPITAL MANAGEMENT, INC.

CRD#: 157780 / SEC#: 801-72771

RIA

Registered Investment Advisory firm - (10/7/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(10/10/2022)

IAR

Florida
(1/19/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/28/2020

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/9/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/28/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/16/2020

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/12/2017

National Commodity Futures Examination

Current Firm

KAWA CAPITAL MANAGEMENT, INC.

KAWA CANADIAN PREFERRED MANAGER, LLC (RELYING ADVISER) | KAWA SBA OPPORTUNITIES MANAGER, LLC (RELYING ADVISER) | KAWA CAPITAL PARTNERS LLC (RELYING ADVISER) | KAWA CAPITAL MANAGEMENT, INC.

CRD#: 157780 / SEC#: 801-72771

RIA

Registered Investment Advisory firm - (10/7/2011 Approved)

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Contact information

Main Address

1010 South Federal Highway Suite 2900, Hallandale Beach, FL 33009

Mailing Address

Phone number

(305) 560-5200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

KAWA CAPITAL MANAGEMENT, INC. FORM ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	62
AUM (Assets Under Management)	$ 3,015,309,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Tyler M. Claus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Mitchell Claus's CRS (Customer Relationship Summary).

Certified licenses

Experience

KAWA SECURITIES LLC

Primary Firm SEC Registration

KAWA CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 9/28/2020

Series 65

Date: 1/9/2017

Series 7TO

Date: 8/28/2020

SIE

Date: 6/16/2020

Series 3

Date: 6/12/2017

Current Firm

KAWA CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KAWA CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

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