Erin J. Mock
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Erin Joy Mock, CFA, who also goes by Erin Mock, Erin Joy Tucker, was a registered financial professional .
Erin is a previously registered financial professional and started their career in finance in 2016. Erin had worked at 2 firms .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 2, 2019 - November 25, 2019
REHMANN WEALTH
November 11, 2016 - June 12, 2019
SYVERSON STREGE
Primary Firm SEC Registration
REHMANN WEALTH
CRD#: 123047 / SEC#: 801-64587
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REHMANN WEALTH
CRD#: 123047 / SEC#: 801-64587
Contact information
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,238 |
| AUM (Assets Under Management) | $ 4,270,170,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
