Christopher J. Cannellos
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher James Cannellos was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2017. Christopher had worked at 10 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2022 - May 17, 2023
NEWMARK SECURITIES, LLC
May 10, 2018 - May 27, 2020
CFWP SECURITIES, LLC
May 10, 2018 - July 1, 2021
SUNRISE BROKERS LLC
May 10, 2018 - September 19, 2022
AQUA SECURITIES L.P.
May 10, 2018 - May 17, 2023
MINT BROKERS
May 10, 2018 - May 17, 2023
GFI SECURITIES LLC
May 10, 2018 - May 17, 2023
FMX EXECUTION, LLC
May 10, 2018 - May 17, 2023
CF SECURED, LLC
May 10, 2018 - May 17, 2023
BGC FINANCIAL, L.P.
June 28, 2017 - May 17, 2023
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NEWMARK SECURITIES, LLC
CRD#: 309193 / SEC#: , 8-70554
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWMARK PARTNERS, L.P. | SOLE MEMBER | |
| DAVIS, JOSHUA | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | 7761240 |
| KUEHNEN, ERIC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 4577416 |
| PAULSON, KENNETH MICHAEL | CHIEF FINANCIAL OFFICER | 2862259 |
| SMIGEL, STEPHEN JARED | CHIEF EXECUTIVE OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2401258 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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