Daniel E. Goldberg

THE SIMPLE INVESTOR'S GUIDE

Simi Valley, CA 93065

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CRD#: 6724837

Professional summary

Daniel Eric Goldberg is a registered financial advisor currently at THE SIMPLE INVESTOR'S GUIDE, LLC located in Simi Valley, California.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Daniel has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

05/2015 -Top Talent Search Experts, LLC; 1290 Rambling Rd, Simi Valley, CA 93065; non-investment related; General Manager/Owner; 80 hours per month; manage technical recruitment company

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Eric Goldberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 6, 2017 - Present

THE SIMPLE INVESTOR'S GUIDE, LLC

Office #1: 1445 E. Los Angeles Ave Suite 301-m, Simi Valley, CA 93065

RIA

CRD#: 285860

Simi Valley, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/6/2017)

IAR

Texas
(4/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/16/2016

Uniform Investment Adviser Law Examination

Current Firm

THE SIMPLE INVESTOR'S GUIDE, LLC

SIMI VALLEY INVESTMENT SERVICES | THE SIMPLE INVESTOR'S GUIDE, LLC

CRD#: 285860 / SEC#:

California

Registered Investment Advisory firm - (1/6/2017 Approved)

Texas

Registered Investment Advisory firm - (4/16/2025 Conditional Restricted)

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Contact information

Main Address

1445 E. Los Angeles Ave Suite 301-m, Simi Valley, CA 93065

Mailing Address

Phone number

(805) 210-2997

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 11,081,572

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel E. Goldberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Eric Goldberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE SIMPLE INVESTOR'S GUIDE, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/16/2016

Current Firm

THE SIMPLE INVESTOR'S GUIDE, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE SIMPLE INVESTOR'S GUIDE, LLC

TRUST BUT VERIFY

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