Leif C. Gunderson

NORD ASSOCIATES

Chanhassen, MN

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CRD#: 6724545

Professional summary

Leif Charles Gunderson is a registered financial advisor currently at NORD ASSOCIATES LLC located in Chanhassen, Minnesota.

Leif is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Leif has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leif Charles Gunderson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 21, 2023 - Present

NORD ASSOCIATES LLC

RIA

CRD#: 325126

Chanhassen, MN

Past

March 28, 2019 - January 3, 2023

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

MINNEAPOLIS, MN

Past

July 12, 2018 - January 3, 2023

RBC CAPITAL MARKETS, LLC

CRD#: 31194

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(9/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/28/2019

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/12/2018

General Securities Representative Examination

Current Firm

NORD ASSOCIATES LLC

CRD#: 325126 / SEC#:

Minnesota

Registered Investment Advisory firm - (9/21/2023 Approved)

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Contact information

Main Address

Chanhassen, MN

Mailing Address

178 Pioneer Trail #117, Chaska, MN 55318

Phone number

(612) 280-5503

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 8,050,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Leif C. Gunderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Leif Charles Gunderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

NORD ASSOCIATES LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/28/2019

SIE

Date: 10/1/2018

Series 7

Date: 7/12/2018

Current Firm

NORD ASSOCIATES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

NORD ASSOCIATES LLC

TRUST BUT VERIFY

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