ND
Nathan E. Driggs
SUMMIT GLOBAL INVESTMENTS
Bountiful, UT 84010
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CRD#: 6724236
ND
Professional summary
Nathan Eldon Tanner Driggs is a registered financial advisor currently at SUMMIT GLOBAL INVESTMENTS, LLC located in Bountiful, Utah and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Salt Lake City, Utah.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Nathan has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) SUMMIT GLOBAL INVESTMENTS LLC - SUPPORT TEAM LEAD - REGISTERED INVESTMENT ADVISOR - BOUNTIFUL, UT - SINCE 09/2023 - INVESTMENT RELATED 2.) SUMMIT GLOBAL INVESTMENTS - SUPPORT TEAM LEAD - DBA NAME FOR MARKETING PURPOSES ONLY - SALT LAKE CITY, UT - SINCE 11/2023 - INVESTMENT RELATED 3.) NATHAN DRIGGS - INSURANCE PRODUCER - NON-VARIABLE INSURANCE - SALT LAKE CITY, UT - SINCE 11/2023 - INVESTMENT RELATED 4.) SG OLYMPUS LLC - OWNER - PROCESSING COMMISSION PAYMENTS FROM UP TO PAY SGI - SALT LAKE CITY, UT - SINCE 11/2023 - NOT INVESTMENT RELATED
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Eldon Tanner Driggs's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 11, 2023 - Present
SUMMIT GLOBAL INVESTMENTS, LLC
Office #1: 620 South Main Street, Bountiful, UT 84010RIA
CRD#: 157091
Bountiful, UT
Current
November 17, 2023 - Present
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
BD
CRD#: 20804
SALT LAKE CITY, UT
Past
December 12, 2016 - September 11, 2023
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS
CRD#: 157091 / SEC#: 801-76631
RIA
Registered Investment Advisory firm - (5/10/2012 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/28/2023)
RR
Alaska(12/12/2023)
RR
Arizona(11/22/2023)
RR
Arkansas(11/28/2023)
RR
California(11/20/2023)
RR
Colorado(11/20/2023)
RR
Connecticut(11/17/2023)
RR
Delaware(11/27/2023)
RR
District of Columbia(11/22/2023)
RR
Florida(11/20/2023)
RR
Georgia(11/20/2023)
RR
Hawaii(11/20/2023)
RR
Idaho(11/17/2023)
RR
Illinois(12/6/2023)
RR
Indiana(11/22/2023)
RR
Iowa(11/20/2023)
RR
Kansas(11/20/2023)
RR
Kentucky(11/28/2023)
RR
Louisiana(11/21/2023)
RR
Maine(11/20/2023)
RR
Maryland(11/20/2023)
RR
Massachusetts(11/20/2023)
RR
Michigan(11/21/2023)
RR
Minnesota(11/20/2023)
RR
Mississippi(11/21/2023)
RR
Missouri(11/17/2023)
RR
Montana(11/21/2023)
RR
Nebraska(11/17/2023)
RR
Nevada(11/20/2023)
RR
New Hampshire(11/21/2023)
RR
New Jersey(11/20/2023)
RR
New Mexico(11/21/2023)
RR
New York(11/26/2023)
RR
North Carolina(11/20/2023)
RR
North Dakota(11/20/2023)
RR
Ohio(11/20/2023)
RR
Oklahoma(11/20/2023)
RR
Oregon(11/17/2023)
RR
Pennsylvania(11/20/2023)
RR
Rhode Island(11/20/2023)
RR
South Carolina(11/21/2023)
RR
South Dakota(1/17/2024)
RR
Tennessee(11/20/2023)
RR
Texas(11/17/2023)
IAR
Utah(9/11/2023)
RR
Utah(11/20/2023)
RR
Vermont(11/20/2023)
RR
Virgin Islands(11/22/2023)
RR
Virginia(11/27/2023)
RR
Washington(12/26/2023)
RR
West Virginia(11/21/2023)
RR
Wisconsin(11/20/2023)
RR
Wyoming(11/21/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SG
SUMMIT GLOBAL INVESTMENTS, LLC
HARDEN, DAVID | SUMMIT GLOBAL PRIVATE WEALTH | SUMMIT GLOBAL INVESTMENTS, LLC | SUMMIT GLOBAL INVESTMENTS
CRD#: 157091 / SEC#: 801-76631
RIA
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Contact information
Main Address
620 South Main Street, Bountiful, UT 84010
Mailing Address
620 South Main Street, Bountiful, UT 84010
Phone number
(888) 251-4847
Established
Firm type
Fiscal year end
# of Employees
32
SEC notice filing (43 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,923 |
| AUM (Assets Under Management) | $ 1,921,141,101 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SUMMIT GLOBAL INVESTMENTS, LLC
CRD#: 157091Bountiful, UT 84010TRUST BUT VERIFY
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