Rose M. Zealand
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rose Mary Zealand, who also goes by Rose Mary Peterson, Rose M Tocke, Rose Mary Tocke, Rose Tocke, was a registered financial professional .
Rose is a previously registered financial professional and started their career in finance in 2016. Rose had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 22, 2026 - May 27, 2026
GOLDEN THREAD COLLABORATIVE, LLC
June 6, 2024 - June 9, 2025
KAHLER FINANCIAL GROUP, INC.
August 18, 2023 - June 4, 2024
MAIA WEALTH
March 24, 2017 - May 24, 2022
EDWARD JONES
December 21, 2016 - May 24, 2022
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOLDEN THREAD COLLABORATIVE, LLC
CRD#: 337901 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
