Lara A. Slachta
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lara Ann Slachta, who also goes by Lara Slachta Phimister, was a registered financial professional .
Lara is a previously registered financial professional and started their career in finance in 2017. Lara had worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 7TO, SIE, Series 82 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2020 - November 28, 2023
TEXTURE CAPITAL, INC.
November 10, 2017 - February 24, 2021
BEQUIA SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 9/7/2023
Operations Professional ExaminationSeries 79TO
Date: 12/28/2019
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 3/6/2019
General Securities Representative ExaminationCurrent Firm
TEXTURE CAPITAL, INC.
CRD#: 300853 / SEC#: , 8-70310
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
