RL
Rachael S. Lam
AURIEX WEALTH ADVISORS
NEW YORK, NY
Some features on this profile are disabled
CRD#: 6723159
RL
Professional summary
Rachael Snow Lam, who also goes by Rachael Lam, is a registered financial advisor currently at AURIEX WEALTH ADVISORS LLC located in New York, New York.
Rachael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Rachael has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Rachael Lam
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Rachael Snow Lam's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 10, 2026 - Present
AURIEX WEALTH ADVISORS LLC
RIA
CRD#: 339954
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(3/10/2026)
Exams
Current Firm
AW
AURIEX WEALTH ADVISORS LLC
AURIEX WEALTH | AURIEX WEALTH ADVISORS LLC
CRD#: 339954 / SEC#:
New York
Registered Investment Advisory firm - (3/10/2026 Approved)PREMIUM
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Contact information
Main Address
New York, NY
Mailing Address
Phone number
(917) 789-3829
Established
Firm type
Fiscal year end
# of Employees
1
0
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
