Daniel J. Lupo

NPF INVESTMENT ADVISORS

GRAND RAPIDS, MI 49503

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CRD#: 6723031

Professional summary

Daniel Jason Lupo, CFA, CFP® is a registered financial advisor currently at NPF INVESTMENT ADVISORS located in Grand Rapids, Michigan.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Daniel has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Jason Lupo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

November 3, 2016 - Present

NPF INVESTMENT ADVISORS

Office #1: 40 Pearl St., Nw, Suite 300, Grand Rapids, MI 49503

RIA

CRD#: 104683

GRAND RAPIDS, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NPF INVESTMENT ADVISORS

NORRIS PERNE & FRENCH LLP | NPF INVESTMENT ADVISORS

CRD#: 104683 / SEC#: 801-3475

RIA

Registered Investment Advisory firm - (1/30/1984 Approved)

Texas

Registered Investment Advisory firm - (3/31/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(11/3/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

NPF INVESTMENT ADVISORS

NORRIS PERNE & FRENCH LLP | NPF INVESTMENT ADVISORS

CRD#: 104683 / SEC#: 801-3475

RIA

Registered Investment Advisory firm - (1/30/1984 Approved)

Texas

Registered Investment Advisory firm - (3/31/2004 Terminated)

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Contact information

Main Address

40 Pearl St., Nw, Suite 500, Grand Rapids, MI 49503-3026

Mailing Address

Phone number

(616) 459-3421

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (24 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORRIS PERNE & FRENCH DISCLOSURE DOCUMENT (3/24/2025)

Regulatory assets under management

Total Number of Accounts	2,831
AUM (Assets Under Management)	$ 2,525,105,940

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/18/2025	Cover Page	Report
01/17/2025	Cover Page	Report
01/19/2024	Cover Page	Report
03/22/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel J. Lupo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Jason Lupo's CRS (Customer Relationship Summary).

Certified licenses

Experience

NPF INVESTMENT ADVISORS

Primary Firm SEC Registration

NPF INVESTMENT ADVISORS

State Registrations and Notice Filings

Exams

Current Firm

NPF INVESTMENT ADVISORS

Contact information

SEC notice filing (24 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NPF INVESTMENT ADVISORS

TRUST BUT VERIFY

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