James E. Bivins
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Elbert Bivins IV, who also goes by James Bivins, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 2016. James had worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 20, 2017 - May 24, 2024
CERTIFIED PLANNING SERVICES, LLC
November 2, 2016 - December 8, 2017
INSTITUTE FOR WEALTH ADVISORS, INC.
State Registrations and Notice Filings
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Current Firm
CERTIFIED PLANNING SERVICES, LLC
CRD#: 290667 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 39 |
| AUM (Assets Under Management) | $ 27,257,306 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
