GL
Gang Li
BRENDAN E. CRYAN AND COMPANY, L.L.C.
New York, NY 10005
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CRD#: 6722704
GL
Professional summary
Gang Li is a registered financial professional currently at BRENDAN E. CRYAN AND COMPANY, L.L.C. located in New York, New York.
Gang is registered as a RR (Registered Representative) and started their career in finance in 2016. Gang has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Gang Li's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 21, 2016 - Present
BRENDAN E. CRYAN AND COMPANY, L.L.C.
Office #1: 14 Wall Street Suite 2094, New York, NY 10005BD
CRD#: 33496
New York, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange
Current Firm
BE
BRENDAN E. CRYAN AND COMPANY, L.L.C.
BRENDAN E. CRYAN AND COMPANY, L.L.C. | CRYAN, BRENDAN EMMETT
CRD#: 33496 / SEC#: , 8-41526
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
14 Wall Street Suite 2094, New York, NY 10005
Mailing Address
14 Wall Street Suite 2028, New York, NY 10005
Phone number
(212) 618-1960
Established
New York since 03/18/1999
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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