Shaun W. Quirk

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CRD#: 6721747

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Shaun William Quirk, CFP®, who also goes by Shaun William Quirk, Shaun Quirk, was a registered financial professional .

Shaun is a previously registered financial professional and started their career in finance in 2018. Shaun had worked at 6 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

What is your minimum asset requirement?

Are you a "fiduciary"?

Aliases

Shaun William Quirk | Shaun Quirk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Loft Financial Advisory Group, LLC; investment related: Yes; Location of the business: 20965 Crossroads Circle, Waukesha, WI 53186; Description of the business: Licensed insurance agent in the state of Wisconsin.; Position Title: Insurance Agent; Responsibilities Duties: Offer clients advice or insurance products.; Start date with business: 03/25/2019; Hours devoted to business during trading hours: 4; Hours devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 40.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Past

January 17, 2025 - October 14, 2025

OARSMAN CAPITAL, INC

RIA

CRD#: 109993

MILWAUKEE, WI

Past

September 21, 2023 - June 25, 2025

DRAKE & ASSOCIATES, LLC

RIA

CRD#: 154854

WAUKESHA, WI

Past

November 14, 2022 - August 30, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

Naples, FL

Past

September 21, 2022 - August 30, 2023

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

Naples, FL

Past

December 3, 2021 - August 23, 2022

SAVANT WEALTH MANAGEMENT

RIA

CRD#: 107271

MIDDLETON, WI

Past

February 1, 2018 - December 9, 2021

FILBRANDT WEALTH MANAGEMENT, LLC

RIA

CRD#: 291914

MIDDLETON, WI

Past

January 2, 2018 - February 21, 2018

FILBRANDT INVESTMENT ADVISERS INCORPORATED

RIA

CRD#: 104562

MIDDLETON, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OARSMAN CAPITAL, INC

LRC AVIATION ADVISORS | OARSMAN CAPITAL, INC | NACKERS & ASSOCIATES, A DIVISION OF OARSMAN CAPITAL, INC.

CRD#: 109993 / SEC#: 801-60988

RIA

Registered Investment Advisory firm - (3/15/2002 Approved)

Washington

Registered Investment Advisory firm - (3/27/2002 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/5/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/3/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 12/29/2017

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/13/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 9/5/2022

Securities Industry Essentials Examination

Current Firm

OARSMAN CAPITAL, INC

LRC AVIATION ADVISORS | OARSMAN CAPITAL, INC | NACKERS & ASSOCIATES, A DIVISION OF OARSMAN CAPITAL, INC.

CRD#: 109993 / SEC#: 801-60988

RIA

Registered Investment Advisory firm - (3/15/2002 Approved)

Washington

Registered Investment Advisory firm - (3/27/2002 Terminated)

Wisconsin

Registered Investment Advisory firm - (4/5/2002 Terminated)

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Contact information

Main Address

790 North Water Street Suite 1850, Milwaukee, WI 53202

Mailing Address

Phone number

(414) 221-0081

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OARSMAN CAPITAL ADV PART 2 (11/25/2025)

Regulatory assets under management

Total Number of Accounts	1,872
AUM (Assets Under Management)	$ 926,809,806

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Shaun W. Quirk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

DRAKE & ASSOCIATES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

SAVANT WEALTH MANAGEMENT

FILBRANDT WEALTH MANAGEMENT, LLC

FILBRANDT INVESTMENT ADVISERS INCORPORATED

Primary Firm SEC Registration

OARSMAN CAPITAL, INC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/3/2022

Series 65

Date: 12/29/2017

Series 7TO

Date: 11/13/2022

SIE

Date: 9/5/2022

Current Firm

OARSMAN CAPITAL, INC

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OARSMAN CAPITAL, INC

TRUST BUT VERIFY

Contact information

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