BE
Brock A. Erwin
CLEVERINVESTING LLC
Round Rock, TX
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CRD#: 6721668
BE
Professional summary
Brock Adam Erwin is a registered financial advisor currently at CLEVERINVESTING LLC located in Round Rock, Texas.
Brock is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Brock has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am a Software Development Engineer for Amazon. It is not investment related. I am employed full time, 40 hours per week. My hours are typically mostly during the trading day from 9AM - 5PM. I develop software for Amazon internal use.
CRS (Client Relationship Summary) - RIA
Click below to view Brock Adam Erwin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 8, 2017 - Present
CLEVERINVESTING LLC
RIA
CRD#: 285779
Round Rock, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(2/8/2017)
IAR
Washington(9/6/2017)
Current Firm
CL
CLEVERINVESTING LLC
CLEVERINVESTING LLC | ERWIN, BROCK ADAM
CRD#: 285779 / SEC#:
Texas
Registered Investment Advisory firm - (2/8/2017 Approved)Washington
Registered Investment Advisory firm - (9/6/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Round Rock, TX
Mailing Address
Phone number
(512) 758-6077
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 16 |
| AUM (Assets Under Management) | $ 1,600,000 |
Red Flags
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