JW
Jacob R. Weston
ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)
Los Angeles, CA 90067
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CRD#: 6721225
JW
Professional summary
Jacob Randall Weston, who also goes by Jacob Weston, is a registered financial advisor currently at ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) located in Los Angeles, California.
Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Jacob has worked at 3 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jacob Weston
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)06/13/2022 - ALIGNE WEALTH ADVISORS INVESTMENT MGMT (AWAIM) - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2012 2)05/31/2022 - Aligne Wealth Preservation & Insurance Services LL - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 03/2012 3)07/01/2022 - Aligne Wealth Advisors Investment Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR-Financial Professional - Start Date - 06/2022 - 160 Hours Per Month - Time Spent 100% - I provide investment advisory services through Aligne Wealth Advisors Investment Management, an independent investment advisor firm. I started this business activity in 6/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Randall Weston's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 13, 2022 - Present
ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)
Office #1: 1801 Century Park East Suite 1440, Los Angeles, CA 90067RIA
CRD#: 321735
Los Angeles, CA
Past
June 13, 2022 - September 2, 2025
LPL FINANCIAL LLC
BD
CRD#: 6413
LOS ANGELES, CA
Past
June 16, 2020 - June 16, 2022
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
LOS ANGELES, CA
Past
October 30, 2018 - June 16, 2022
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)
ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) | ALIGNE WEALTH PRESERVATION & INSURANCE SERVICES, LLC.
CRD#: 321735 / SEC#: 801-125833
RIA
Registered Investment Advisory firm - (6/9/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/13/2022)
IAR
Louisiana(2/21/2025)
IAR
Texas(10/3/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
AW
ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM)
ALIGNE WEALTH ADVISORS INVESTMENT MANAGEMENT (AWAIM) | ALIGNE WEALTH PRESERVATION & INSURANCE SERVICES, LLC.
CRD#: 321735 / SEC#: 801-125833
RIA
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Contact information
Main Address
1801 Century Park East Suite 1440, Los Angeles, CA 90067
Mailing Address
Phone number
(310) 795-0622
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 311 |
| AUM (Assets Under Management) | $ 168,815,330 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
