Robert J. Klein
Professional summary
Robert Joseph Klein, who also goes by Bobby Joseph Klein, Robert Klein, is a registered financial professional currently at VESTED SECURITIES located in Fort Worth, Texas.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2017. Robert has worked at 2 firms and has passed the Series 63, Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Joseph Klein's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 7, 2022 - Present
VESTED SECURITIES
May 8, 2017 - July 12, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 2, 2017 - July 12, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/14/2022)
(4/14/2022)
(5/25/2022)
(4/14/2022)
(6/6/2022)
(4/14/2022)
(4/14/2022)
(5/6/2024)
(4/14/2022)
(5/25/2022)
(4/14/2022)
(4/14/2022)
(11/17/2023)
(4/14/2022)
(5/27/2022)
(4/14/2022)
(4/14/2022)
(4/14/2022)
(4/14/2022)
(5/25/2022)
(4/1/2022)
(4/14/2022)
(4/17/2022)
(4/14/2022)
(4/14/2022)
(4/14/2022)
(6/3/2022)
(5/25/2022)
(4/14/2022)
(4/14/2022)
(4/14/2022)
(4/1/2022)
(4/14/2022)
(2/24/2025)
Exams
Series 7TO
Date: 1/31/2022
General Securities Representative ExaminationFINRA
Current Firm
VESTED SECURITIES
CRD#: 311789 / SEC#: , 8-70630
Contact information
FINRA licenses (38 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
