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Christopher Thomas Ball

CRD# 6720774·Registered 2016 - 2024
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Thomas Ball, who also goes by Christopher T Ball, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2016 - 2024. Christopher had worked at 8 firms and has passed the Series 66, Series 65, Series 7TO and SIE exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher T Ball

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

STALT FINANCIAL, LLC·CRD# 330522
RIA
Troy, MI
April 19, 2024 - December 2, 2024
MML INVESTORS SERVICES, LLC·CRD# 10409
RIA
Troy, MI
November 2, 2022 - April 24, 2024
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Troy, MI
November 1, 2022 - April 24, 2024
STALT FINANCIAL, LLC·CRD# 322786
RIA
Troy, MI
September 8, 2022 - October 24, 2022
FAI ADVISORS, INC.·CRD# 122132
RIA
Farmington Hills, MI
June 29, 2020 - September 9, 2022
ON INVESTMENT MANAGEMENT CO·CRD# 105662
RIA
Farmington Hills, MI
February 4, 2020 - July 15, 2022
THE O.N. EQUITY SALES COMPANY·CRD# 2936
BD
Farmington Hills, MI
February 4, 2020 - July 15, 2022
OSAIC WEALTH, INC.·CRD# 23131
BD
Southfield, MI
April 15, 2019 - January 23, 2020
OSAIC WEALTH, INC.·CRD# 23131
RIA
Southfield, MI
March 29, 2019 - January 23, 2020
BFM WEALTH PLANNING LLC·CRD# 285641
RIA
Royal Oak, MI
November 17, 2016 - March 26, 2019

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Current Firm

SF
STALT FINANCIAL, LLC

STALT FINANCIAL, LLC

CRD#: 330522
Michigan
Registered Investment Advisory firm - Michigan (4/3/2024 Approved)

Contact Information

Main Address

5700 Crooks, Suite 212, Troy, MI 48098

Phone Number

(248) 733-4344

# of Employees

2

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

117

AUM (Assets Under Management)

$21,100,000

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Health and Life Licensed Insurance Agent

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2019About the Series 66 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2016About the Series 65 exam

Series 7TO — General Securities Representative Examination

Passed Apr 2019About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Mar 2019About the SIE exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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