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CB

Christopher T. Ball

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CRD#: 6720774
CB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Thomas Ball, who also goes by Christopher T Ball, was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2016. Christopher had worked at 8 firms and has passed the Series 66, Series 65, Series 7TO and SIE exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Christopher T Ball

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Health and Life Licensed Insurance Agent

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 19, 2024 - December 2, 2024

STALT FINANCIAL, LLC

RIA
CRD#: 330522
TROY, MI
Past

November 2, 2022 - April 24, 2024

MML INVESTORS SERVICES, LLC

RIA
CRD#: 10409
TROY, MI
Past

November 1, 2022 - April 24, 2024

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
TROY, MI
Past

September 8, 2022 - October 24, 2022

STALT FINANCIAL, LLC

RIA
CRD#: 322786
TROY, MI
Past

June 29, 2020 - September 9, 2022

FAI ADVISORS, INC.

RIA
CRD#: 122132
FARMINGTON HILLS, MI
Past

February 4, 2020 - July 15, 2022

ON INVESTMENT MANAGEMENT CO

RIA
CRD#: 105662
Farmington Hills, MI
Past

February 4, 2020 - July 15, 2022

THE O.N. EQUITY SALES COMPANY

BD
CRD#: 2936
FARMINGTON HILLS, MI
Past

April 15, 2019 - January 23, 2020

OSAIC WEALTH, INC.

BD
CRD#: 23131
SOUTHFIELD, MI
Past

March 29, 2019 - January 23, 2020

OSAIC WEALTH, INC.

RIA
CRD#: 23131
SOUTHFIELD, MI
Past

November 17, 2016 - March 26, 2019

BFM WEALTH PLANNING LLC

RIA
CRD#: 285641
ROYAL OAK, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 5/20/2019
Uniform Combined State Law Examination
State Security Law Exam
IAR
Series 65
Date: 8/13/2016
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/13/2019
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 3/4/2019
Securities Industry Essentials Examination

Current Firm

SF
STALT FINANCIAL, LLC
STALT FINANCIAL, LLC

CRD#: 330522 / SEC#:

Michigan
Registered Investment Advisory firm - (4/3/2024 Approved)
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Contact information

Main Address
5700 Crooks, Suite 212, Troy, MI 48098
Mailing Address
Phone number
(248) 733-4344
Established
Firm type
Fiscal year end
# of Employees
3

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts83
AUM (Assets Under Management)$ 14,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STALT FINANCIAL, LLC

CRD#: 330522

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