Nicholas H. Rembowski
Professional summary
Nicholas Hall Rembowski, who also goes by Nicholas Rembowski, Nick Rembowski, is a registered financial professional currently at TAGLICH BROTHERS, INC. located in Cold Spring Harbor, New York.
Nicholas is registered as a RR (Registered Representative) and started their career in finance in 2017. Nicholas has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nicholas Hall Rembowski's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 17, 2023 - Present
TAGLICH BROTHERS, INC.
Office #1: 37 Main Street, Cold Spring Harbor, NY 11724August 21, 2018 - October 1, 2020
JEFFERIES LLC
February 14, 2017 - August 15, 2018
SEAPORT GLOBAL SECURITIES LLC
Primary Firm SEC Registration
TAGLICH BROTHERS, INC.
CRD#: 29102 / SEC#: 801-68376, 8-44118
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/27/2023)
(11/8/2023)
Exams
Series 79TO
Date: 10/17/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
TAGLICH BROTHERS, INC.
CRD#: 29102 / SEC#: 801-68376, 8-44118
Contact information
SEC notice filing (1 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 190 |
| AUM (Assets Under Management) | $ 45,136,551 |
Disclosures
| Regulatory Event | 8 |
Red Flags
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