MC
Michael P. Collins
WINCAP FINANCIAL LLC
BOSTON, MA 02108
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CRD#: 6720146
MC
Professional summary
Michael Patrick Collins, who also goes by Michael Collins, is a registered financial advisor currently at WINCAP FINANCIAL LLC located in Boston, Massachusetts.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Michael has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Michael Collins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1). Bunker Hill Community College. Not investment-related. 250 Rutherford Ave, Boston, MA 02129. Teach. Position: Adjunct Professor Start: 01/01/10 Hours/Month: 20. Hours during Market Hours: 0 .Duties: Teach undergrad and graduate courses in investments, business, and economics 2).Endicott College. Not Investment related. 376 Hale St, Beverly, MA 01915. Teach. Position: Adjunct Professor Start: 09/2019. Hours/Month: 20. Hours during Market Hours: 0 .Duties: Teach undergrad and graduate courses in investments, business, and economics
CRS (Client Relationship Summary) - RIA
Click below to view Michael Patrick Collins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 3, 2021 - Present
WINCAP FINANCIAL LLC
Office #1: 55 Union Street, Boston, MA 02108RIA
CRD#: 315798
BOSTON, MA
Past
November 27, 2019 - September 7, 2021
CAPTRUST
RIA
CRD#: 175112
Boston, MA
Past
November 29, 2016 - October 4, 2019
BOSTON ADVISORS, LLC
RIA
CRD#: 140059
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WINCAP FINANCIAL LLC
WINCAP FINANCIAL LLC
CRD#: 315798 / SEC#: 801-131123
RIA
Registered Investment Advisory firm - (9/13/2024 Approved)Massachusetts
Registered Investment Advisory firm - (9/30/2024 Terminated)New Hampshire
Registered Investment Advisory firm - (10/3/2024 Terminated)North Carolina
Registered Investment Advisory firm - (9/30/2024 Terminated)Texas
Registered Investment Advisory firm - (9/30/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(9/3/2021)
IAR
Texas(11/20/2024)
Current Firm
WF
WINCAP FINANCIAL LLC
WINCAP FINANCIAL LLC
CRD#: 315798 / SEC#: 801-131123
RIA
Registered Investment Advisory firm - (9/13/2024 Approved)Massachusetts
Registered Investment Advisory firm - (9/30/2024 Terminated)New Hampshire
Registered Investment Advisory firm - (10/3/2024 Terminated)North Carolina
Registered Investment Advisory firm - (9/30/2024 Terminated)Texas
Registered Investment Advisory firm - (9/30/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
55 Union Street, Boston, MA 02108
Mailing Address
Phone number
(617) 590-3250
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 466 |
| AUM (Assets Under Management) | $ 153,250,285 |
Red Flags
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Company Information
WINCAP FINANCIAL LLC
CRD#: 315798Boston, MA 02108TRUST BUT VERIFY
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