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Michael Patrick Collins

WINCAP FINANCIAL
BOSTON, MA
·CRD# 6720146·10 years experience

Professional Summary

Michael Patrick Collins, who also goes by Michael Collins, is a registered financial advisor currently at WINCAP FINANCIAL LLC located in Boston, Massachusetts. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Michael has worked at 3 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Collins

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

WINCAP FINANCIAL LLC·CRD# 315798
RIA
55 Union Street, Boston, MA 02108
September 3, 2021 - Present
CAPTRUST·CRD# 175112
RIA
Boston, MA
November 27, 2019 - September 7, 2021
BOSTON ADVISORS, LLC·CRD# 140059
RIA
Boston, MA
November 29, 2016 - October 4, 2019

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Current Firm

WF
WINCAP FINANCIAL LLC

WINCAP FINANCIAL LLC

CRD#: 315798 / SEC#: 801-131123
RIA
Registered Investment Advisory firm - SEC (9/13/2024 Approved)
Massachusetts
Registered Investment Advisory firm - Massachusetts (9/30/2024 Terminated)
New Hampshire
Registered Investment Advisory firm - New Hampshire (10/3/2024 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (9/30/2024 Terminated)
Texas
Registered Investment Advisory firm - Texas (9/30/2024 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

55 Union Street, Boston, MA 02108

Phone Number

(617) 590-3250

# of Employees

7

SEC notice filing (14 States and Territories)

Registered to provide investment advisory services in 14 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WINCAP FINANCIAL DISCLOSURE BROCHURE (2/27/2026)

Regulatory Assets Under Management

Total Number of Accounts

624

AUM (Assets Under Management)

$223,102,763

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1). Bunker Hill Community College. Not investment-related. 250 Rutherford Ave, Boston, MA 02129. Teach. Position: Adjunct Professor Start: 01/01/10 Hours/Month: 20. Hours during Market Hours: 0 .Duties: Teach undergrad and graduate courses in investments, business, and economics 2).Endicott College. Not Investment related. 376 Hale St, Beverly, MA 01915. Teach. Position: Adjunct Professor Start: 09/2019. Hours/Month: 20. Hours during Market Hours: 0 .Duties: Teach undergrad and graduate courses in investments, business, and economics

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WF
WINCAP FINANCIAL LLC

WINCAP FINANCIAL LLC

CRD#: 315798 / SEC#: 801-131123
RIA
Registered Investment Advisory firm - SEC (9/13/2024 Approved)
Massachusetts
Registered Investment Advisory firm - Massachusetts (9/30/2024 Terminated)
New Hampshire
Registered Investment Advisory firm - New Hampshire (10/3/2024 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (9/30/2024 Terminated)
Texas
Registered Investment Advisory firm - Texas (9/30/2024 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Massachusetts
(9/3/2021)
IAR
Texas
(11/20/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2016About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Michael Patrick Collins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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