Margaret A. Barrett
Professional summary
Margaret Ann Barrett, who also goes by Margaret / Peggy Miller, Margaret / Peggy Ann Morrissey, is a registered financial professional currently at GRADIENT SECURITIES, LLC located in Silver Springs, Florida.
Margaret is registered as a RR (Registered Representative) and started their career in finance in 2016. Margaret has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Margaret Ann Barrett's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 23, 2026 - Present
GRADIENT SECURITIES, LLC
November 3, 2021 - January 21, 2026
TLG ADVISORS, INC.
November 2, 2021 - January 21, 2026
THE LEADERS GROUP, INC.
September 19, 2017 - September 27, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
November 14, 2016 - September 27, 2021
TRANSAMERICA FINANCIAL ADVISORS, LLC
Primary Firm SEC Registration
GRADIENT SECURITIES, LLC
CRD#: 127701 / SEC#: 801-80807, 8-66032
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/23/2026)
(1/23/2026)
(1/23/2026)
(1/23/2026)
(1/23/2026)
Exams
FINRA
Current Firm
GRADIENT SECURITIES, LLC
CRD#: 127701 / SEC#: 801-80807, 8-66032
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,322 |
| AUM (Assets Under Management) | $ 591,069,287 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
