Joseph Wendell Drost
Professional Summary
Joseph Wendell Drost, who also goes by Joe Drost, is a registered financial advisor currently at IFP SECURITIES, LLC located in Edmond, Oklahoma. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2017. Joseph has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joseph Wendell Drost, Joe Drost
Similar Advisors
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
CAPITAL CLIENT GROUP, INC.
TANDEM FINANCIAL, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
CAPITAL CLIENT GROUP, INC.
TANDEM FINANCIAL, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
CAPITAL CLIENT GROUP, INC.
TANDEM FINANCIAL, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
CAPITAL CLIENT GROUP, INC.
TANDEM FINANCIAL, LLC
Years of Experience
9 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
CAPITAL CLIENT GROUP, INC.
TANDEM FINANCIAL, LLC
Current Firm
IFP SECURITIES, LLC
Contact Information
Main Address
3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607Mailing Address
3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607Phone Number
(813) 341-0960Established
Delaware since 06/08/2018Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
MediumFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| IFP GROUP, LLC | OWNER | — |
| ACHESON, JEFFERY ALLEN | CHIEF STRATEGY & GROWTH OFFICER | 706698 |
| GILMAN, AARON LEE | CHIEF INVESTMENT OFFICER | 5611425 |
| HAMM, WILLIAM CHRISTOPHER | PRESIDENT & CHIEF EXECUTIVE OFFICER | 5814331 |
| HAMM, WILLIAM EUGENE JR | EXECUTIVE CHAIRMAN OF THE BOARD OF DIRECTORS | 1227713 |
| JOHNSON, TORIAN | CHIEF COMPLIANCE OFFICER | 5363604 |
| MEJIA, OSCAR MIGUEL | FINOP & CHIEF OPERATING OFFICER | 5569235 |
Disclosures
Regulatory Event
1Similar Advisors
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
CAPITAL CLIENT GROUP, INC.
TANDEM FINANCIAL, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
CAPITAL CLIENT GROUP, INC.
TANDEM FINANCIAL, LLC
State Registrations and Notice Filings
(6/20/2024)
(6/20/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed May 2017About the Series 6 examSRO Registrations
Similar Advisors
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
CAPITAL CLIENT GROUP, INC.
TANDEM FINANCIAL, LLC
CRS (Client Relationship Summary) - BD
Click below to view Joseph Wendell Drost's CRS (Customer Relationship Summary).
Similar Advisors
PARK AVENUE SECURITIES LLC
LPL FINANCIAL LLC
CAPITAL CLIENT GROUP, INC.
TANDEM FINANCIAL, LLC