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JD

Joseph W. Drost

IFP SECURITIES
Edmond, OK 73013
Some features on this profile are disabled
CRD#: 6719749
JD

Professional summary

Joseph Wendell Drost, who also goes by Joe Drost, is a registered financial professional currently at IFP SECURITIES, LLC located in Edmond, Oklahoma.

Joseph is registered as a RR (Registered Representative) and started their career in finance in 2017. Joseph has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Joe Drost

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Joseph Wendell Drost's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 20, 2024 - Present

IFP SECURITIES, LLC

Office #1: 869 East 33rd Street, Edmond, OK 73013
BD
CRD#: 297287
Edmond, OK
Past

October 21, 2020 - February 14, 2023

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
OKLAHOMA CITY, OK
Past

May 18, 2017 - November 17, 2020

NYLIFE SECURITIES LLC

BD
CRD#: 5167
WEST MONROE, LA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Louisiana
(6/20/2024)
RR
Oklahoma
(6/20/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/18/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 1/2/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 5/18/2017
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

IS
IFP SECURITIES, LLC
IFP SECURITIES, LLC

CRD#: 297287 / SEC#: , 8-70150

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607
Mailing Address
3030 North Rocky Point Drive West, Suite 700, Tampa, FL 33607
Phone number
(813) 341-0960
Established
Delaware since 06/08/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
IFP GROUP, LLCOWNER
ACHESON, JEFFERY ALLENCHIEF BUSINESS DEVELOPMENT OFFICER706698
GILMAN, AARON LEECHIEF INVESTMENT OFFICER5611425
HAMM, WILLIAM CHRISTOPHERPRESIDENT, CHIEF OPERATING OFFICER5814331
HAMM, WILLIAM EUGENE JRCHIEF EXECUTIVE OFFICER AND CHAIRPERSON OF THE BOARD OF DIRECTORS1227713
JOHNSON, TORIANCHIEF COMPLIANCE OFFICER5363604
MEJIA, OSCAR MIGUELFINOP5569235

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

IFP SECURITIES, LLC

CRD#: 297287Edmond, OK 73013

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