Norma B. Spencer

BLAND GARVEY WEALTH ADVISORS

Richardson, TX 75080

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CRD#: 6719671

Professional summary

Norma Brames Spencer, who also goes by Norma Brames, Norma Liechty, is a registered financial advisor currently at BLAND GARVEY WEALTH ADVISORS, LLC located in Richardson, Texas.

Norma is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Norma has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Norma Brames | Norma Liechty

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BLAND GARVEY, PC 2600 N CENTRAL EXPRESSWAY SUITE 550 RICHARDSON, TX 75080 ACCOUNTING FIRM NON-INVESTMENT RELATED JANUARY 2006 TO PRESENT MANAGER OF RETIREMENT SERVICES DEDICATES 60 HOURS PER MONTH TO THESE DUTIES MOST OF WHICH ARE DURING SECURITIES TRADING HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norma Brames Spencer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2016 - Present

BLAND GARVEY WEALTH ADVISORS, LLC

Office #1: 2600 North Central Expressway Suite 550, Richardson, TX 75080

RIA

CRD#: 140066

Richardson, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BLAND GARVEY WEALTH ADVISORS, LLC

BGEMD CAPITAL ADVISORS, L.L.C. | BLAND GARVEY WEALTH ADVISORS, LLC | BGEMD CAPITAL ADVISORS, LLC

CRD#: 140066 / SEC#: 801-70358

RIA

Registered Investment Advisory firm - (6/30/2009 Approved)

Texas

Registered Investment Advisory firm - (6/30/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(12/12/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/12/2016

Uniform Investment Adviser Law Examination

Current Firm

BLAND GARVEY WEALTH ADVISORS, LLC

BGEMD CAPITAL ADVISORS, L.L.C. | BLAND GARVEY WEALTH ADVISORS, LLC | BGEMD CAPITAL ADVISORS, LLC

CRD#: 140066 / SEC#: 801-70358

RIA

Registered Investment Advisory firm - (6/30/2009 Approved)

Texas

Registered Investment Advisory firm - (6/30/2009 Terminated)

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Contact information

Main Address

2600 North Central Expressway Suite 550, Richardson, TX 75080

Mailing Address

Phone number

(972) 231-2503

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BLAND GARVEY WEALTH ADVISORS LLC FORM ADV PART 2A (3/24/2025)

Regulatory assets under management

Total Number of Accounts	344
AUM (Assets Under Management)	$ 204,570,207

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Norma B. Spencer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Norma Brames Spencer's CRS (Customer Relationship Summary).

Certified licenses

Experience

BLAND GARVEY WEALTH ADVISORS, LLC

Primary Firm SEC Registration

BLAND GARVEY WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/12/2016

Current Firm

BLAND GARVEY WEALTH ADVISORS, LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BLAND GARVEY WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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