Michael J. Rotando
Professional summary
Michael James Rotando, who also goes by Michael James Rotando, Michael Rotando, is a registered financial professional currently at TP ICAP GLOBAL MARKETS AMERICAS LLC located in New York, New York.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2016. Michael has worked at 7 firms and has passed the SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael James Rotando's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2024 - Present
TP ICAP GLOBAL MARKETS AMERICAS LLC
Office #1: 200 Vesey Street 5th Fl And 6th Fl, New York, NY, 10281-1008December 6, 2023 - May 2, 2024
MAREX CAPITAL MARKETS INC.
August 10, 2021 - December 12, 2023
COWEN AND COMPANY
June 12, 2020 - February 10, 2022
COWEN PRIME SERVICES LLC
October 8, 2019 - June 18, 2020
AVATAR CAPITAL GROUP LLC
September 18, 2017 - October 12, 2017
EDWARD JONES
November 15, 2016 - January 3, 2017
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
TP ICAP GLOBAL MARKETS AMERICAS LLC
CRD#: 2762 / SEC#: , 8-12726
Contact information
FINRA licenses (35 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 31 |
Red Flags
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