Rodney R. Rincon

DRAXIS ASSET MANAGEMENT

Miami, FL

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CRD#: 6719412

Professional summary

Rodney R Rincon, who also goes by Rodney Rincon, Rodney Rafael Rincon, is a registered financial advisor currently at DRAXIS ASSET MANAGEMENT, LLC located in Miami, Florida.

Rodney is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Rodney has worked at 2 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Rodney Rincon | Rodney Rafael Rincon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Bedoya Insurance Corp: Insurance Agent, 3/2025, Miami, Florida, 5-10 hours per month, 0-2 hours per month during securities trading hours; investment related

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney R Rincon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 19, 2021 - Present

DRAXIS ASSET MANAGEMENT, LLC

RIA

CRD#: 313401

Miami, FL

Past

September 18, 2019 - June 21, 2021

FOREM INVESTMENTS LLC

RIA

CRD#: 169636

MIAMI, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

DRAXIS ASSET MANAGEMENT, LLC

CRD#: 313401 / SEC#:

Florida

Registered Investment Advisory firm - (5/19/2021 Approved)

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Contact information

Main Address

Miami, FL

Mailing Address

Phone number

(314) 239-0245

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 30,098,134

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Rodney R. Rincon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Rodney R Rincon's CRS (Customer Relationship Summary).

Certified licenses

Experience

DRAXIS ASSET MANAGEMENT, LLC

FOREM INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Current Firm

DRAXIS ASSET MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DRAXIS ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

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