Daniel B. Zech
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Brian Zech, who also goes by Daniel Zech, was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 2017. Daniel had worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 19, 2024 - December 31, 2025
STALT FINANCIAL, LLC
November 4, 2022 - April 23, 2024
MML INVESTORS SERVICES, LLC
November 1, 2022 - April 23, 2024
MML INVESTORS SERVICES, LLC
September 9, 2022 - October 24, 2022
STALT FINANCIAL, LLC
July 23, 2019 - October 5, 2022
FAI ADVISORS, INC.
August 15, 2017 - July 15, 2022
ON INVESTMENT MANAGEMENT CO
May 8, 2017 - July 15, 2022
THE O.N. EQUITY SALES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STALT FINANCIAL, LLC
CRD#: 330522 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 83 |
| AUM (Assets Under Management) | $ 14,700,000 |
Red Flags
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