Daniel B. Zech

STALT FINANCIAL

TROY, MI 48098

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CRD#: 6719120

Professional summary

Daniel Brian Zech, who also goes by Daniel Zech, is a registered financial advisor currently at STALT FINANCIAL, LLC located in Troy, Michigan.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Daniel has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Zech

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Daniel Brian Zech is a Co-Owner of Lone Light Spirits, LLC, a distillery company. He currently does not spend anytime engage in this business activity. 2) Health and Life Licensed Insurance Agent

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Brian Zech's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 19, 2024 - Present

STALT FINANCIAL, LLC

Office #1: 5700 Crooks, Suite 212, Troy, MI 48098

RIA

CRD#: 330522

TROY, MI

Past

November 4, 2022 - April 23, 2024

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

TROY, MI

Past

November 1, 2022 - April 23, 2024

MML INVESTORS SERVICES, LLC

CRD#: 10409

TROY, MI

Past

September 9, 2022 - October 24, 2022

STALT FINANCIAL, LLC

RIA

CRD#: 322786

TROY, MI

Past

July 23, 2019 - October 5, 2022

FAI ADVISORS, INC.

RIA

CRD#: 122132

FARMINGTON HILLS, MI

Past

August 15, 2017 - July 15, 2022

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

AUBURN HILLS, MI

Past

May 8, 2017 - July 15, 2022

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

FARMINGTON HILLS, MI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(4/19/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/27/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/8/2017

General Securities Representative Examination

Current Firm

STALT FINANCIAL, LLC

CRD#: 330522 / SEC#:

Michigan

Registered Investment Advisory firm - (4/3/2024 Approved)

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Contact information

Main Address

5700 Crooks, Suite 212, Troy, MI 48098

Mailing Address

Phone number

(248) 733-4344

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	83
AUM (Assets Under Management)	$ 14,700,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel B. Zech

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Brian Zech's CRS (Customer Relationship Summary).

Certified licenses

Experience

STALT FINANCIAL, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

STALT FINANCIAL, LLC

FAI ADVISORS, INC.

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

State Registrations and Notice Filings

Exams

Series 66

Date: 6/27/2017

SIE

Date: 10/1/2018

Series 7

Date: 5/8/2017

Current Firm

STALT FINANCIAL, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STALT FINANCIAL, LLC

TRUST BUT VERIFY

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