Robert J. Shaye

FIRESIDE FINANCES

Alameda, CA

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CRD#: 6719024

Professional summary

Robert Joseph Shaye, CFP® is a registered financial advisor currently at FIRESIDE FINANCES located in Alameda, California.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Robert has worked at 1 firm .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

U.S. Coast Guard Reserves; Lieutenant Commander/Law Enforcement; not investment related; started 7/2017; approximately 10% of time spent on this activity. UC Berkeley, Haas School of Business, Faculty Member teaching Personal Finance; not investment related; started 8/2023; approximately 40% of time spent on this activity, Some of these hours during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Shaye's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Current

March 18, 2019 - Present

FIRESIDE FINANCES

RIA

CRD#: 298887

Alameda, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/19/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

FIRESIDE FINANCES

FIRESIDE FINANCES | FIRESIDE FINANCES, LLC

CRD#: 298887 / SEC#:

California

Registered Investment Advisory firm - (3/19/2019 Approved)

New York

Registered Investment Advisory firm - (3/29/2021 Terminated)

Washington

Registered Investment Advisory firm - (12/31/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2624 Eagle Ave., Alameda, CA 94501

Mailing Address

2315 Lincoln Ave., Alameda, CA 94501

Phone number

(916) 538-5351

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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