KS
Kevin A. Stites
STITES FINANCIAL CONSULTING
WILTON, CA 95693
Some features on this profile are disabled
CRD#: 6718670
KS
Professional summary
Kevin Andrew Stites, CFP® is a registered financial advisor currently at STITES FINANCIAL CONSULTING located in Wilton, California.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Kevin has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Independent Insurance Agent; Insurance-related; Insurance sales of Life, Health, Disability and Long Term Care; Roseville, CA; Since 02/01/2019; 2) Stites Tax; Not investment-related; 919 Reserve Dr., Suite 103, Roseville, CA 95678; Tax Preparation and Tax Planning; Owner; January 1st, 2025; 5 hours/month; 0 hours during securities trading hours; Prepare and file tax returns & provide tax planning.
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Andrew Stites's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 6, 2018 - Present
STITES FINANCIAL CONSULTING
Office #1: 9516 Clay Station Road, Wilton, CA 95693RIA
CRD#: 293058
WILTON, CA
Past
August 11, 2017 - August 16, 2019
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
RIA
CRD#: 20804
Roseville, CA
Past
July 13, 2017 - September 30, 2019
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
BD
CRD#: 20804
Roseville, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
STITES FINANCIAL CONSULTING
STITES FINANCIAL CONSULTING | STITES, SHAWN, DAVID
CRD#: 293058 / SEC#: 801-132438
RIA
Registered Investment Advisory firm - (4/17/2025 Approved)California
Registered Investment Advisory firm - (5/21/2025 Terminated)Idaho
Registered Investment Advisory firm - (4/21/2025 Terminated)Texas
Registered Investment Advisory firm - (4/21/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(7/6/2018)
IAR
Idaho(3/12/2024)
IAR
Texas(3/12/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SF
STITES FINANCIAL CONSULTING
STITES FINANCIAL CONSULTING | STITES, SHAWN, DAVID
CRD#: 293058 / SEC#: 801-132438
RIA
Registered Investment Advisory firm - (4/17/2025 Approved)California
Registered Investment Advisory firm - (5/21/2025 Terminated)Idaho
Registered Investment Advisory firm - (4/21/2025 Terminated)Texas
Registered Investment Advisory firm - (4/21/2025 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
919 Reserve Drive Suite 103, Roseville, CA 95678
Mailing Address
P.o. Box 149, Wilton, CA 95693
Phone number
(916) 601-1992
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 448 |
| AUM (Assets Under Management) | $ 105,200,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STITES FINANCIAL CONSULTING
CRD#: 293058Wilton, CA 95693TRUST BUT VERIFY
Monitor Kevin Stites
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
