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Henric J. Segers

EC SECURITIES LLC
New York, NY 10005
Some features on this profile are disabled
CRD#: 6717832
HS

Professional summary

Henric John Segers, who also goes by Ricky Segers, is a registered financial professional currently at EC SECURITIES LLC located in New York, New York.

Henric is registered as a RR (Registered Representative) and started their career in finance in 2017. Henric has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Ricky Segers

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Henric John Segers's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 22, 2023 - Present

EC SECURITIES LLC

Office #1: 40 Exchange Place Suite 402, New York, NY 10005
BD
CRD#: 287845
New York, NY
Past

November 6, 2020 - January 27, 2021

VENTURE.CO BROKERAGE SERVICES LLC

BD
CRD#: 173924
BURLINGTON, VT
Past

September 19, 2019 - April 16, 2020

VENTURE.CO BROKERAGE SERVICES LLC

BD
CRD#: 173924
BURLINGTON, VT
Past

July 10, 2017 - December 31, 2018

WEALTHFORGE SECURITIES, LLC

BD
CRD#: 152550
Richmond, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 11/7/2019
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/10/2017
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

ES
EC SECURITIES LLC
ANGELLIST SECURITIES | VOYAGER GLOBAL ADVISORS LLC | LEVEL 9 TECHNOLOGY ADVISORS, LLC | EC SECURITIES, LLC | EC SECURITIES LLC

CRD#: 287845 / SEC#: , 8-69913

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
40 Exchange Place Suite 402, New York, NY 10005
Mailing Address
40 Exchange Place Suite 402, New York, NY 10005
Phone number
(415) 209-5123
Established
California since 01/23/2017
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AL ADVISORS MANAGEMENT, INC.PARENT COMPANY
AVNET, MITCHELL STEVENCHIEF COMPLIANCE OFFICER2267190
MATISOFF, KIMBERLY DORMANCHIEF EXECUTIVE OFFICER5982741
SILVESTRO, MICHELE ANNPRINCIPAL FINANCIAL OFFICER/FINOP6960939

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EC SECURITIES LLC

CRD#: 287845New York, NY 10005

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