Zegbeh C. Jallah

J.H. DARBIE & CO.

New York, NY 10005

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CRD#: 6717820

Professional summary

Zegbeh Claudel Jallah, who also goes by Zegbeh Jallah, is a registered financial professional currently at J.H. DARBIE & CO., INC. located in New York, New York.

Zegbeh is registered as a RR (Registered Representative) and started their career in finance in 2017. Zegbeh has worked at 5 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Zegbeh Jallah

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zegbeh Claudel Jallah's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 2, 2025 - Present

J.H. DARBIE & CO., INC.

Office #1: 48 Wall St., Suite 1206., New York, NY 10005

RIA

CRD#: 43520

New York, NY

Past

June 29, 2022 - April 9, 2024

CAPITAL ONE SECURITIES, INC.

CRD#: 44158

New York, NY

Past

April 18, 2019 - June 9, 2022

ROTH CAPITAL PARTNERS, LLC

CRD#: 15407

NEW YORK, NY

Past

September 17, 2018 - March 11, 2019

PIPER SANDLER & CO.

CRD#: 665

NEW YORK, NY

Past

February 10, 2017 - September 19, 2018

BTIG, LLC

CRD#: 122225

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(6/2/2025)

New York
(5/2/2025)

Exams

State Security Law Exam

Series 63

Date: 4/1/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 86

Date: 11/28/2017

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 87

Date: 7/5/2017

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 2/10/2017

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

J.H. DARBIE & CO., INC.

J.H. DARBIE & CO., INC. | J.H. DARBIE ADVISORY

CRD#: 43520 / SEC#: , 8-50335

Arizona

Registered Investment Advisory firm - SEC (7/3/2024 Approved)

New Jersey

Registered Investment Advisory firm - SEC (1/7/2008 Approved)

New York

Registered Investment Advisory firm - SEC (1/7/2008 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

48 Wall St., Suite 1206. Suite 1206, New York, NY 10005

Mailing Address

48 Wall St., Suite 1206. C/o Robert Rabinowitz, New York, NY 10005

Phone number

(212) 269-7271

Established

New York since 06/03/1997

Firm type

Corporation

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (46 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
RABINOWITZ, ROBERT Y	PRES, GSP	2821450
ANDERSON, ERIK JASON	CHIEF COMPLIANCE OFFICER	2686661
MATSIS, MICHAEL A	AMLCO	1455158
NAVEED, HASNAIN	FINOP, POO, PFO	7004810

Disclosures

Regulatory Event	10
Civil Event	1
Arbitration	1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Zegbeh C. Jallah

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zegbeh Claudel Jallah's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL ONE SECURITIES, INC.

ROTH CAPITAL PARTNERS, LLC

PIPER SANDLER & CO.

BTIG, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/1/2017

SIE

Date: 10/1/2018

Series 86

Date: 11/28/2017

Series 87

Date: 7/5/2017

Series 7

Date: 2/10/2017

FINRA

Nasdaq Stock Market

Current Firm

J.H. DARBIE & CO., INC.

Contact information

FINRA licenses (46 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

J.H. DARBIE & CO., INC.

TRUST BUT VERIFY

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