MD
Matthew M. Dufresne
WELLTH ADVISORY SERVICES
Providence, RI 02903
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CRD#: 6717338
MD
Professional summary
Matthew M Dufresne is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Providence, Rhode Island and LPL FINANCIAL LLC located in Providence, Rhode Island.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Matthew has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 10/01/2015 - STRATEGIC RETIREMENT PARTNERS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED / 0%/ SHOREWOOD, IL 2. 04/01/2019 - SRP HOLDINGS GROUP LLC/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ INVESTMENT RELATED/ 0%/ SHOREWOOD, IL 3. 10/01/2015 - SRP/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ INVESTMENT RELATED/ 0%/ SHOREWOOD, IL. 4. 4/29/2019 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - 176 Hours Per Month/6.5 Hours During Securities Trading - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 04/2019. I expect to spend approximately 176 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. Termed 6/2024 5. 5. 07/30/2021 - No Business Name - Not Investment Related - Home Based - Outside/W-2 Employment - Start Date: 01/25/2021 - 80 Hours Per Month/0 Hours During Securities Trading - Twitch Affiliate.
CRS (Client Relationship Summary) - RIA
Click below to view Matthew M Dufresne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2024 - Present
WELLTH ADVISORY SERVICES, LLC
Office #1: 42 Weybosset Street, Penthouse, Providence, RI 02903RIA
CRD#: 330537
Providence, RI
Current
April 1, 2019 - Present
LPL FINANCIAL LLC
Office #1: 42 Weybosset St Ph Level, Providence, RI 02903RIA
BD
CRD#: 6413
Providence, RI
Past
April 30, 2019 - July 13, 2024
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
Providence, RI
Past
December 4, 2017 - April 1, 2019
KESTRA ADVISORY SERVICES, LLC
RIA
CRD#: 283330
Providence, RI
Past
August 4, 2017 - April 1, 2019
KESTRA INVESTMENT SERVICES, LLC
BD
CRD#: 42046
Providence, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Massachusetts(7/18/2024)
RR
Rhode Island(4/1/2019)
IAR
Rhode Island(6/28/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC
CRD#: 330537 / SEC#: 801-130037
RIA
Registered Investment Advisory firm - (4/26/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72
SEC notice filing (44 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,338 |
| AUM (Assets Under Management) | $ 23,574,040,155 |
Red Flags
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Company Information
WELLTH ADVISORY SERVICES, LLC
CRD#: 330537Providence, RI 02903TRUST BUT VERIFY
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