Cecilia P. Kim
Professional summary
Cecilia Pik Chi Kim, who also goes by Cecilia Pik Chi Cheng, Cecilia Cheng, Pik Chi Cheng, is a registered financial professional currently at GFI SECURITIES LLC located in New York, New York and CF SECURED, LLC located in New York, New York.
Cecilia is registered as a RR (Registered Representative) and started their career in finance in 2018. Cecilia has worked at 10 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Cecilia Pik Chi Kim's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 1, 2017 - Present
GFI SECURITIES LLC
Office #1: 55 Water Street 10th Floor, New York, NY 10041May 14, 2018 - Present
CF SECURED, LLC
Office #1: 110 East 59th Street 4th Floor, New York, NY 10022May 14, 2018 - Present
FMX EXECUTION, LLC
Office #1: 55 Water Street, New York, NY 10041May 14, 2018 - Present
BGC FINANCIAL, L.P.
Office #1: 55 Water Street 10th Floor, New York, NY, 10004May 14, 2018 - Present
MINT BROKERS
Office #1: 55 Water Street 10th Floor, New York, NY 10038May 14, 2018 - Present
CANTOR FITZGERALD & CO.
Office #1: 110 East 59th Street 4th Floor, New York, NY, 10022March 25, 2022 - Present
NEWMARK SECURITIES, LLC
Office #1: 125 Park Avenue, New York, NY 10017May 14, 2018 - May 27, 2020
CFWP SECURITIES, LLC
May 14, 2018 - July 1, 2021
SUNRISE BROKERS LLC
May 14, 2018 - September 19, 2022
AQUA SECURITIES L.P.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NEWMARK SECURITIES, LLC
CRD#: 309193 / SEC#: , 8-70554
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWMARK PARTNERS, L.P. | SOLE MEMBER | |
| DAVIS, JOSHUA | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | 7761240 |
| KUEHNEN, ERIC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 4577416 |
| PAULSON, KENNETH MICHAEL | CHIEF FINANCIAL OFFICER | 2862259 |
| SMIGEL, STEPHEN JARED | CHIEF EXECUTIVE OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2401258 |
Red Flags
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