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Mark W. Lawrence
ALPHAMONT FUNDS
Nashville, TN
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CRD#: 6716511
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Professional summary
Mark W. Lawrence is a registered financial advisor currently at ALPHAMONT FUNDS located in Nashville, Tennessee.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Mark has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WGS, GP (TN) real estate and investments family partnership - General Partner as of 12/7/99 address: 2203 Valley Brook Rd, Nashville, TN 37215 Promote Sewanee Football LLC - Member as of 8/14/24 - Entity assists with NIL (Name, Image, and Likeness) tasks/deals for a few NCAA student athletes per year Approximately one-half hour per month for each of the above. Neither requires any time during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Mark W. Lawrence's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2017 - Present
ALPHAMONT FUNDS
RIA
CRD#: 285495
Nashville, TN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(1/10/2017)
IAR
Texas(1/19/2017)
Current Firm
AF
ALPHAMONT FUNDS
ALPHAMONT FUNDS | ALPHAMONT FUNDS LLC
CRD#: 285495 / SEC#:
Tennessee
Registered Investment Advisory firm - (1/9/2017 Approved)Texas
Registered Investment Advisory firm - (1/18/2017 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Nashville, TN
Mailing Address
Phone number
(615) 383-4125
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 45 |
| AUM (Assets Under Management) | $ 37,546,032 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
