Justin D. Chandler
PRINCIPAL SECURITIES
Tifton, GA
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CRD#: 6716462
Professional summary
Justin Dakota Chandler, CFP®, who also goes by Dakota Chandler, is a registered financial advisor currently at PRINCIPAL SECURITIES, INC. located in Tifton, Georgia.
Justin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. Justin has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dakota Chandler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
**Fixed Insurance; Investment Related; Tifton, GA; Agent; Fixed Life, Annuity, Health, LTC, DI; Start Date: 01/01/2021; 8 hrs per month; 0 during trading hours. **CHANDLER FINANCIAL, LLC POSITION: Owner NATURE: LLC for Financial Practice for tax purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2023 ADDRESS: 2620 Davis Ave, Tifton GA 31794, United States DESCRIPTION: Utilizing a Limited Liability Company (LLC) structure for my financial services business has proven to be a strategic and advantageous choice, primarily for tax purposes. Overall, the use of an LLC for my financial services business is a smart tax strategy that offers both protection and tax savings. **LIVENOW FINANCIAL (DBA) POSITION: Owner NATURE: Fee-based Financial Planning*, Financial Strategies/Needs Analysis, Business Consulting*, Group/Health Insurance, &Life Insurance/Annuities INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/16/2024 ADDRESS: 2620 Davis Ave, Tifton GA 31794, United States DESCRIPTION: We provide fee-based financial planning and business consulting services, offering personalized investment advice and strategic guidance. Our services are tailored to the needs of small business owners and medical specialists, with a focus on comprehensive financial planning and business growth strategies. Fees vary based on service scope; please refer to our brochure for detailed pricing.
CRS (Client Relationship Summary) - RIA
Click below to view Justin Dakota Chandler's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Justin Dakota Chandler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Experience
Current
January 19, 2021 - Present
PRINCIPAL SECURITIES, INC.
RIA
BD
CRD#: 1137
Tifton, GA
Current
January 7, 2021 - Present
PRINCIPAL SECURITIES, INC.
RIA
BD
CRD#: 1137
Tifton, GA
Past
January 23, 2020 - November 10, 2020
KINGSMARK PRIVATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 146655
ALBANY, GA
Past
October 5, 2018 - January 15, 2020
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
ADEL, GA
Past
August 10, 2018 - January 15, 2020
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
ADEL, GA
Past
October 30, 2017 - August 2, 2018
WOODMEN FINANCIAL SERVICES, INC.
BD
CRD#: 117365
OMAHA, NE
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PRINCIPAL SECURITIES, INC.
BLC EQUITY SERVICES CORPORATION | PRINCOR FINANCIAL/ SERVICES CORPORATION | PRINCOR FINANCIAL SERVICES CORPORATION | PRINCIPAL SECURITIES, INC. | PRINCIPAL FINANCIAL SERVICES CORPORATION
CRD#: 1137 / SEC#: 801-54949, 8-13975
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/31/2022)
RR
California(12/3/2023)
RR
Delaware(12/3/2023)
RR
Florida(12/3/2023)
RR
Georgia(1/7/2021)
IAR
Georgia(1/19/2021)
RR
Indiana(12/3/2023)
RR
Massachusetts(9/29/2023)
RR
Mississippi(12/3/2023)
RR
North Carolina(2/4/2021)
RR
Ohio(12/4/2023)
RR
Oregon(12/3/2023)
RR
South Carolina(12/8/2023)
RR
Tennessee(1/11/2022)
RR
Texas(1/19/2023)
IAR
Texas(1/24/2023)
RR
Virginia(2/14/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PRINCIPAL SECURITIES, INC.
BLC EQUITY SERVICES CORPORATION | PRINCOR FINANCIAL/ SERVICES CORPORATION | PRINCOR FINANCIAL SERVICES CORPORATION | PRINCIPAL SECURITIES, INC. | PRINCIPAL FINANCIAL SERVICES CORPORATION
CRD#: 1137 / SEC#: 801-54949, 8-13975
RIA
Registered Investment Advisory firm - SEC (10/10/1997 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
711 High Street, Des Moines, IA 50392
Mailing Address
Principal Financial Group 711 High Street, Des Moines, IA 50392-2080
Phone number
(888) 774-6267
Established
Iowa since 05/01/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
1,436
SEC notice filing (51 States and Territories)
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PRINCIPAL FINANCIAL SERVICES, INC. | OWNER | |
| AGRAWAL, VIVEK | DIRECTOR | 8050381 |
| CLAIRE, CHAD THOMAS | CHIEF INFORMATION OFFICER | 7219218 |
| DROGAN, THOMAS JOHN | CHIEF COMPLIANCE OFFICER | 2760482 |
| FRIEDRICH, AMY CHRISTINE | DIRECTOR | 7097797 |
| LAWLER, CODY ANTHONY | HEAD OF SUPERVISION, HEAD OF OPERATIONS | 5162072 |
| MCCULLUM, KENNETH ALLEN | DIRECTOR | 4695257 |
| MURRAY, MICHAEL FRANCIS | PRESIDENT/CHIEF EXECUTIVE OFFICER/CHAIR | 2074275 |
| RANTS, DOUGLAS JOHN | CHIEF INFORMATION SECURITY OFFICER | 7148529 |
| ROBERTS, DAWN MARIE | CHIEF FINANCIAL OFFICER | 7929617 |
| SCHELHAAS, NATHAN PAUL | DIRECTOR | 7275495 |
| SPADAFORA, CRAIG ALAN | SENIOR VICE PRESIDENT / HEAD OF ADVISORY AND PLATFORM | 3184320 |
| VANWINKLE, DANIEL SIMON | PSI AML OFFICER | 4715191 |
Regulatory assets under management
| Total Number of Accounts | 63,730 |
| AUM (Assets Under Management) | $ 14,827,718,110 |
Disclosures
| Regulatory Event | 9 |
| Arbitration | 3 |
| Bond | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/26/2025 | ||
| 10/28/2024 | ||
| 11/28/2023 | ||
| 09/22/2023 | ||
| 12/20/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
