Zachary D. Oliver
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zachary Douglas Oliver, who also goes by Zack Oliver, was a registered financial professional .
Zachary is a previously registered financial professional and started their career in finance in 2017. Zachary had worked at 3 firms and has passed the Series 63, Series 66, Series 7TO, Series 57TO, SIE, Series 57 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2024 - January 13, 2025
DONALD CAPITAL LLC
September 14, 2017 - June 21, 2021
CITIGROUP GLOBAL MARKETS INC.
September 13, 2017 - June 21, 2021
CITIGROUP GLOBAL MARKETS INC.
January 5, 2017 - July 7, 2017
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 3/18/2024
General Securities Representative ExaminationSeries 57TO
Date: 3/18/2024
Securities Trader ExamCurrent Firm
DONALD CAPITAL LLC
CRD#: 297763 / SEC#: , 8-70149
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
