Barbara R Olson
Professional Summary
Barbara R Olson, who also goes by Barbara R Kerl, Barb Olson, is a registered financial advisor currently at BAKER TILLY WEALTH MANAGEMENT, LLC located in Madison, Wisconsin and BAKER TILLY CAPITAL, LLC located in Madison, Wisconsin. Barbara is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2019. Barbara has worked at 3 firms and has passed the Series 63, Series 65, Series 50, SIE,...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Barbara R Olson, Barbara R Kerl, Barb Olson
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CASCARA FINANCIAL PLANNING LLC
VANGUARD MARKETING CORPORATION
ONEAMERICA SECURITIES, INC.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CASCARA FINANCIAL PLANNING LLC
VANGUARD MARKETING CORPORATION
ONEAMERICA SECURITIES, INC.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CASCARA FINANCIAL PLANNING LLC
VANGUARD MARKETING CORPORATION
ONEAMERICA SECURITIES, INC.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CASCARA FINANCIAL PLANNING LLC
VANGUARD MARKETING CORPORATION
ONEAMERICA SECURITIES, INC.
Years of Experience
9 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CASCARA FINANCIAL PLANNING LLC
VANGUARD MARKETING CORPORATION
ONEAMERICA SECURITIES, INC.
Current Firm
BAKER TILLY | BAKER TILLY WEALTH MANAGEMENT, LLC | BAKER TILLY INVESTMENT SERVICES | BAKER TILLY FINANCIAL, LLC | BAKER TILLY FINANCIAL
Contact Information
Main Address
4807 Innovate Lane, Madison, WI 53718Mailing Address
Po Box 7398, Madison, WI 53707-7398Phone Number
(833) 761-0673# of Employees
31SEC notice filing (27 States and Territories)
Registered to provide investment advisory services in 27 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,666AUM (Assets Under Management)
$5,189,412,490Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/22/2024 | Cover Page | Report |
| 09/11/2023 | Cover Page | Report |
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CASCARA FINANCIAL PLANNING LLC
VANGUARD MARKETING CORPORATION
ONEAMERICA SECURITIES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CASCARA FINANCIAL PLANNING LLC
VANGUARD MARKETING CORPORATION
ONEAMERICA SECURITIES, INC.
Primary Firm SEC Registration
BAKER TILLY | BAKER TILLY WEALTH MANAGEMENT, LLC | BAKER TILLY INVESTMENT SERVICES | BAKER TILLY FINANCIAL, LLC | BAKER TILLY FINANCIAL
State Registrations and Notice Filings
(11/5/2018)
(3/18/2026)
(2/16/2017)
(10/17/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 50 — Municipal Advisor Representative Qualification Exam
Passed Mar 2024About the Series 50 examSeries 79 — Investment Banking Registered Representative Examination
Passed Sep 2017About the Series 79 examSeries 54 — Municipal Advisor Principal Qualification Examination
Passed May 2024About the Series 54 examSRO Registrations
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CASCARA FINANCIAL PLANNING LLC
VANGUARD MARKETING CORPORATION
ONEAMERICA SECURITIES, INC.
CRS (Client Relationship Summary) - RIA
Click below to view Barbara R Olson's CRS (Customer Relationship Summary).
Similar Advisors
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CASCARA FINANCIAL PLANNING LLC
VANGUARD MARKETING CORPORATION
ONEAMERICA SECURITIES, INC.