David W. Jolly

ACORNS SECURITIES

Irvine, CA 92617

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CRD#: 6715682

Professional summary

David Wesley Jolly, who also goes by David Jolly, is a registered financial professional currently at ACORNS SECURITIES, LLC located in Irvine, California.

David is registered as a RR (Registered Representative) and started their career in finance in 2019. David has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Aliases

David Jolly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Wesley Jolly's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 30, 2025 - Present

ACORNS SECURITIES, LLC

Office #1: 5300 California Avenue, Irvine, CA 92617

CRD#: 168172

Irvine, CA

Past

December 15, 2023 - June 23, 2025

W&S BROKERAGE SERVICES, INC.

CRD#: 8099

CINCINNATI, OH

Past

June 1, 2022 - August 22, 2023

OPEN TO THE PUBLIC INVESTING, INC.

CRD#: 127818

NEW YORK, NY

Past

March 19, 2021 - May 18, 2022

ROBINHOOD FINANCIAL, LLC

CRD#: 165998

Denver, CO

Past

January 2, 2020 - February 24, 2020

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

COLORADO SPRINGS, CO

Past

December 4, 2019 - February 24, 2020

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

COLORADO SPRINGS, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(5/30/2025)

Alaska
(5/30/2025)

Arizona
(5/30/2025)

Arkansas
(5/30/2025)

California
(5/30/2025)

Colorado
(5/30/2025)

Connecticut
(5/30/2025)

Delaware
(5/30/2025)

District of Columbia
(5/30/2025)

Florida
(5/30/2025)

Georgia
(5/30/2025)

Hawaii
(5/30/2025)

Idaho
(5/30/2025)

Illinois
(5/30/2025)

Indiana
(5/30/2025)

Iowa
(5/30/2025)

Kansas
(5/30/2025)

Kentucky
(5/30/2025)

Louisiana
(5/30/2025)

Maine
(5/30/2025)

Maryland
(5/30/2025)

Massachusetts
(5/30/2025)

Michigan
(5/30/2025)

Minnesota
(5/30/2025)

Mississippi
(5/30/2025)

Missouri
(5/30/2025)

Montana
(5/30/2025)

Nebraska
(5/30/2025)

Nevada
(5/30/2025)

New Hampshire
(5/30/2025)

New Jersey
(5/30/2025)

New Mexico
(5/30/2025)

New York
(5/30/2025)

North Carolina
(5/30/2025)

North Dakota
(5/30/2025)

Ohio
(5/30/2025)

Oklahoma
(5/30/2025)

Oregon
(5/30/2025)

Pennsylvania
(5/30/2025)

Puerto Rico
(5/30/2025)

Rhode Island
(5/30/2025)

South Carolina
(5/30/2025)

South Dakota
(5/30/2025)

Tennessee
(5/30/2025)

Texas
(5/30/2025)

Utah
(5/30/2025)

Vermont
(5/30/2025)

Virgin Islands
(5/30/2025)

Virginia
(5/30/2025)

Washington
(5/30/2025)

West Virginia
(5/30/2025)

Wisconsin
(5/30/2025)

Wyoming
(5/30/2025)

Exams

State Security Law Exam

IAR

Series 66

Date: 12/30/2019

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/4/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/28/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ACORNS SECURITIES, LLC

CRD#: 168172 / SEC#: , 8-69294

Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

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Contact information

Main Address

5300 California Avenue, Irvine, CA 92617

Mailing Address

5300 California Avenue, Irvine, CA 92617

Phone number

(855) 739-2859

Established

Delaware since 04/09/2013

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
ACORNS GROW INCORPORATED	MANAGING MEMBER
CHISOLM, DENISE	CHIEF COMPLIANCE OFFICER	2743307
HARPER, DEREK	CONTROLLER, FINOP	6402693
SULLIVAN, BEAU	CHIEF EXECUTIVE OFFICER	5151289

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David W. Jolly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Wesley Jolly's CRS (Customer Relationship Summary).

Certified licenses

Experience

W&S BROKERAGE SERVICES, INC.

OPEN TO THE PUBLIC INVESTING, INC.

ROBINHOOD FINANCIAL, LLC

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/30/2019

Series 7TO

Date: 12/4/2019

SIE

Date: 10/28/2019

FINRA

Current Firm

ACORNS SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ACORNS SECURITIES, LLC

TRUST BUT VERIFY

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