Robert J. Craig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert J Craig, who also goes by Robert Joseph Craig, Robert Craig, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2016. Robert had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 30, 2019 - November 20, 2020
BANKERS LIFE ADVISORY SERVICES, INC.
May 30, 2019 - October 2, 2019
BANKERS LIFE SECURITIES, INC.
September 11, 2017 - March 4, 2019
INDEPENDENCE CAPITAL CO., INC.
August 30, 2017 - March 7, 2019
FINANCIAL SERVICES OF AMERICA ADVISORS
November 29, 2016 - February 10, 2017
EDWARD JONES
Primary Firm SEC Registration
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BANKERS LIFE ADVISORY SERVICES, INC.
CRD#: 281285 / SEC#: 801-106953
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14,938 |
| AUM (Assets Under Management) | $ 1,943,847,697 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
