Phillip Stanley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Stanley Jr, who also goes by Phillip Glen Stanley Jr, Phillip Glen Stanley, was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 2016. Phillip had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 26, 2019 - April 1, 2024
PM SQUARED FINANCIAL
April 27, 2018 - July 29, 2019
THE CAPITAL CHART ROOM, LTD
April 25, 2018 - July 29, 2019
VALMARK SECURITIES, INC.
February 17, 2017 - April 13, 2018
EDWARD JONES
December 1, 2016 - April 13, 2018
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PM SQUARED FINANCIAL
CRD#: 305206 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 84 |
| AUM (Assets Under Management) | $ 13,328,714 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
