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NC

Nathan A. Carlson

LEGIONNAIRE SECURITIES LLC
Chicago, IL 60661
Some features on this profile are disabled
CRD#: 6713463
NC

Professional summary

Nathan Andrew Carlson is a registered financial professional currently at LEGIONNAIRE SECURITIES LLC located in Chicago, Illinois.

Nathan is registered as a RR (Registered Representative) and started their career in finance in 2016. Nathan has worked at 2 firms and has passed the SIE and Series 57 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Nathan Andrew Carlson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 27, 2026 - Present

LEGIONNAIRE SECURITIES LLC

Office #1: 550 W. Jackson Blvd. Suite 1300, Chicago, IL 60661
BD
CRD#: 297422
Chicago, IL
Past

September 30, 2016 - August 1, 2024

SIMPLEX TRADING, LLC

BD
CRD#: 153585
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 57
Date: 8/14/2017
Securities Trader Exam
SRO Registrations
RR
FINRA

Current Firm

LS
LEGIONNAIRE SECURITIES LLC
LEGIONNAIRE SECURITIES LLC

CRD#: 297422 / SEC#: , 8-70130

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
550 W. Jackson Blvd. Suite 1300, Chicago, IL 60661
Mailing Address
550 W. Jackson Blvd. Suite 1300, Chicago, IL 60661
Phone number
(312) 284-5500
Established
Delaware since 05/14/2018
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
EDGEHOG LLCMEMBER
ADAMS, DOUGLAS RYANCHIEF EXECUTIVE OFFICER4675945
OLSON, CHAD RYANCHIEF COMPLIANCE OFFICER6234911

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LEGIONNAIRE SECURITIES LLC

CRD#: 297422Chicago, IL 60661

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