Edward J. Anderson

WINTER & ASSOCIATES

Saint Paul, MN 55105

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CRD#: 6712957

Professional summary

Edward John Anderson, CFP®, who also goes by Ed Anderson, Edward J Anderson, is a registered financial advisor currently at WINTER & ASSOCIATES, INC. located in Saint Paul, Minnesota.

Edward is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Edward has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ed Anderson | Edward J Anderson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward John Anderson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

March 12, 2025 - Present

WINTER & ASSOCIATES, INC.

Office #1: 964 Grand Avenue, Saint Paul, MN 55105

RIA

CRD#: 310349

Saint Paul, MN

Past

February 20, 2024 - March 7, 2025

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

RIA

CRD#: 20804

OAKDALE, MN

Past

December 21, 2023 - March 7, 2025

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

CRD#: 20804

OAKDALE, MN

Past

October 1, 2016 - October 5, 2021

STERLING WEALTH MANAGEMENT, INC.

RIA

CRD#: 131304

CHAMPAIGN, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WINTER & ASSOCIATES, INC.

CRD#: 310349 / SEC#: 801-123146

RIA

Registered Investment Advisory firm - (2/2/2022 Approved)

Minnesota

Registered Investment Advisory firm - (3/1/2022 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/11/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Minnesota
(3/12/2025)

IAR

Texas
(5/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/16/2024

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/21/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 8/25/2023

Securities Industry Essentials Examination

Current Firm

WINTER & ASSOCIATES, INC.

CRD#: 310349 / SEC#: 801-123146

RIA

Registered Investment Advisory firm - (2/2/2022 Approved)

Minnesota

Registered Investment Advisory firm - (3/1/2022 Terminated)

Wisconsin

Registered Investment Advisory firm - (2/11/2022 Terminated)

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Contact information

Main Address

964 Grand Avenue, St. Paul, MN 55105

Mailing Address

Phone number

(651) 414-5000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

08 12 2025 WAA FORM ADV PART 2A AND 2B FINAL (8/12/2025)

Regulatory assets under management

Total Number of Accounts	528
AUM (Assets Under Management)	$ 147,479,629

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Edward J. Anderson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Edward John Anderson's CRS (Customer Relationship Summary).

Certified licenses

Experience

WINTER & ASSOCIATES, INC.

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

STERLING WEALTH MANAGEMENT, INC.

Primary Firm SEC Registration

WINTER & ASSOCIATES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/16/2024

Series 7TO

Date: 12/21/2023

SIE

Date: 8/25/2023

Current Firm

WINTER & ASSOCIATES, INC.

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WINTER & ASSOCIATES, INC.

TRUST BUT VERIFY

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