Charles V. Rossi
INTELLIGENT CAPITALWORKS
Scottsdale, AZ 85254-1595
Some features on this profile are disabled
CRD#: 6712618
Professional summary
Charles Vincent Rossi, AIF®, CFP®, who also goes by Charlie VIncent Rossi, is a registered financial advisor currently at INTELLIGENT CAPITALWORKS located in Scottsdale, Arizona.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Charles has worked at 1 firm and has passed the Series 65 exam.
Biography
Education
Master of Science in Investment Management and Financial Analysis
Creighton University
Heider College of Business
Post-Graduate Diploma in Financial Planning
New York University
School of Professional Studies
Equity Investment Management Program
The London Business School
Business Valuation and Security Analysis
London School of Economics
Investment Management
College for Financial Planning
Bachelor of Science in Finance
Arizona State University
W.P. Carey School of Business
Professional Accreditation
Certified Financial Planner professional
Certified Trust & Fiduciary Advisor
Accredited Investment Fiduciary®
Accredited Portfolio Management Advisor®
Charles is currently a Level II exam candidate for the Chartered Financial Analyst designation. He is a member of the CFA Institute, National Association of Personal Financial Advisors and the Phoenix Chapter of the Financial Planning Association. Charles has passed the Uniform Investment Adviser Law Examination and is Series 65 licensed.
Question & Answer
What are your service offerings?
Investment Planning
Retirement Planning
Estate Planning
Employee and Employer Plan Ben...
Tax Planning
Comprehensive Financial Planni...
Insurance Planning
Do you have an area of expertise or specialization?
Charitable Giving
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Tax Planning
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
Charlie Vincent Rossi
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Help in Healing Home Foundation; Non-Investment-related; 5811 E Mayo Blvd Phoenix, AZ 85054; Board Member; Started 05/10/2023; 4 hours/month; 0 hours during securities trading hours; Duties- Attend Board meetings and promote the foundation's work.
CRS (Client Relationship Summary) - RIA
Click below to view Charles Vincent Rossi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Current
October 13, 2016 - Present
INTELLIGENT CAPITALWORKS
Office #1: 16427 North Scottsdale Road Suite 350, Scottsdale, AZ 85254-1595RIA
CRD#: 135081
Scottsdale, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
INTELLIGENT CAPITALWORKS
ICW INVESTMENT ADVISORS, LLC | INTELLIGENT CAPITALWORKS | INSPIRED CAPITALWORKS
CRD#: 135081 / SEC#: 801-64460
RIA
Registered Investment Advisory firm - (6/23/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(11/30/2016)
IAR
California(5/16/2022)
IAR
Delaware(12/16/2016)
IAR
Florida(10/25/2016)
IAR
Louisiana(4/1/2019)
IAR
Texas(10/13/2016)
Current Firm
INTELLIGENT CAPITALWORKS
ICW INVESTMENT ADVISORS, LLC | INTELLIGENT CAPITALWORKS | INSPIRED CAPITALWORKS
CRD#: 135081 / SEC#: 801-64460
RIA
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Contact information
Main Address
16427 North Scottsdale Road Suite 350, Scottsdale, AZ 85254-1595
Mailing Address
Phone number
(480) 951-2900
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 332 |
| AUM (Assets Under Management) | $ 355,700,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
