Brian K. Weatherholtz
Professional summary
Brian Keith Weatherholtz is a registered financial professional currently at ALPS DISTRIBUTORS, INC. located in Denver, Colorado.
Brian is registered as a RR (Registered Representative) and started their career in finance in 2016. Brian has worked at 1 firm and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brian Keith Weatherholtz's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 8, 2016 - Present
ALPS DISTRIBUTORS, INC.
Office #1: 1290 Broadway Suite 1000, Denver, CO 80203State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2023)
(1/4/2017)
(1/3/2019)
(1/3/2019)
(2/14/2017)
(1/3/2019)
(4/25/2019)
(2/14/2017)
(9/15/2025)
(3/19/2017)
(1/4/2017)
(1/3/2019)
(1/3/2023)
(1/4/2017)
(1/3/2019)
(1/3/2019)
(1/2/2025)
(2/14/2017)
(1/3/2019)
(3/19/2017)
(2/14/2017)
(11/15/2016)
(1/3/2019)
(1/2/2024)
Exams
FINRA
Current Firm
ALPS DISTRIBUTORS, INC.
CRD#: 16853 / SEC#: , 8-34626
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 4 |
Red Flags
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