TU
Thomas M. Udall
WEST RIDGE ADVISORS
Gilbert, AZ 85296
Some features on this profile are disabled
CRD#: 6712358
TU
Professional summary
Thomas Mark Udall is a registered financial advisor currently at WEST RIDGE ADVISORS located in Gilbert, Arizona.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Thomas has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) 2011-Present: Udall CPA Group PLLC/Not investment related/Gilbert, AZ/Accounting firm/CPA/Accounting services/Involves 160 or more hours per month, including during traditional business hours.// (2) 2006-Present: KDCK Investments, LLC/Not investment related/Gilbert, AZ/Real estate holdings/Managing Member/Involves one hour per month, after trading hours// (3) 2003-Present: TDNTM Investments, LLC/Not investment related/Gilbert, AZ/Provo, UT real estate holdings/Member-Manager/Involves one hour per month, after trading hours// (4)2021-Present: TNK Travel Consultants, LLC/Not investment related/Gilbert, AZ/Consultant/Involves one hour per month, after trading hours// (5)2021-Present: 3TFM Scottsdale Investments, LLC//Not Investment Related/Scottsdale, AZ/Commercial real estate holdings/Less than 2 hrs devoted to the business per month// (6) 2011-Present: 3TFM AZ Investments, LLC/Not investment related/Gilbert, AZ/Commercial real estate holdings/Member-Manager/Involves one hour per month, after trading hours// (7) 2012-Present: 3TFM NV Investments, LLC/Not investment related/Henderson, NV/Commercial real estate holdings/Member-Manager/Involves one hour per month, after trading hours// (8) 2013-Present: 3TFM UT Investments, LLC/Not investment related/Salt Lake City, UT/Commercial real estate holdings/Member-Manager/Involves one hour per month, after trading hours// (9) 2004-Present: Tiger Investments, LLC/Not investment related/Gilbert, AZ/Inactive LLC for purpose of future real estate holdings/Member-Manager/Involves zero hours per month// (10) 2017-Present: Mint Payroll, LLC/Not investment related/Henderson, NV/Payroll services/Shareholder/Up to 10 hrs per week during business hours.// (11)01/2021-Present: UCG Scottsdale, LLC//Not Investment Related/Scottsdale, AZ/Member/tax practice/Involves approximately 50% time each month including during trading market hours. (12)UCG TRC, LLC/Henderson, NV/non-investment related/Managing Member/ Real estate holdings/Less than 2 hrs devoted to the business per month.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Mark Udall's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 5, 2017 - Present
WEST RIDGE ADVISORS
Office #1: 1425 S Higley Rd # 106, Gilbert, AZ 85296RIA
CRD#: 282718
Gilbert, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WR
WEST RIDGE ADVISORS
EVERGREEN CAPITAL MANAGEMENT | WEST RIDGE ADVISORS, LLC | WEST RIDGE ADVISORS | EVERGREEN CAPITAL MANAGEMENT LTD
CRD#: 282718 / SEC#: 801-118247
RIA
Registered Investment Advisory firm - (3/13/2020 Approved)Arizona
Registered Investment Advisory firm - (3/11/2021 Terminated)California
Registered Investment Advisory firm - (4/10/2021 Terminated)Nevada
Registered Investment Advisory firm - (4/14/2021 Terminated)Utah
Registered Investment Advisory firm - (3/11/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(1/20/2017)
Current Firm
WR
WEST RIDGE ADVISORS
EVERGREEN CAPITAL MANAGEMENT | WEST RIDGE ADVISORS, LLC | WEST RIDGE ADVISORS | EVERGREEN CAPITAL MANAGEMENT LTD
CRD#: 282718 / SEC#: 801-118247
RIA
Registered Investment Advisory firm - (3/13/2020 Approved)Arizona
Registered Investment Advisory firm - (3/11/2021 Terminated)California
Registered Investment Advisory firm - (4/10/2021 Terminated)Nevada
Registered Investment Advisory firm - (4/14/2021 Terminated)Utah
Registered Investment Advisory firm - (3/11/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1528 W. Warm Springs Rd #120, Henderson, NV 89014
Mailing Address
Phone number
(702) 547-9483
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,068 |
| AUM (Assets Under Management) | $ 268,069,576 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/29/2024 | ||
| 04/10/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WEST RIDGE ADVISORS
CRD#: 282718Gilbert, AZ 85296TRUST BUT VERIFY
Monitor Thomas Udall
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
