Christen N. Harrison

SOUNDVIEW ADVISORS

Olympia, WA 98502

Some features on this profile are disabled

CRD#: 6711968

Professional summary

Christen Nichole Harrison, CFP®, who also goes by Christen Nichole Hayes, is a registered financial advisor currently at SOUNDVIEW ADVISORS located in Olympia, Washington.

Christen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2019. Christen has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

What are your service offerings?

Social Security Planning

Insurance Planning

Health Care

Estate Planning

Elder Care

Tax Planning

Comprehensive Financial Planni...

Retirement Income Management

Divorce Planning

Investment Planning

Employee and Employer Plan Ben...

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Christen Nichole Hayes

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christen Nichole Harrison's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2022

Experience

Current

May 26, 2022 - Present

SOUNDVIEW ADVISORS

Office #1: 1441 West Bay Drive Suite 201, Olympia, WA 98502

RIA

CRD#: 114437

Olympia, WA

Past

July 22, 2021 - April 29, 2022

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Lacey, WA

Past

July 6, 2021 - May 4, 2022

NAVIGATE FINANCIAL

RIA

CRD#: 314515

LACEY, WA

Past

May 3, 2021 - April 29, 2022

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Lacey, WA

Past

January 1, 2020 - August 4, 2020

ARMOUR WEALTH ADVISORS, LLC

RIA

CRD#: 306171

TUMWATER, WA

Past

August 27, 2019 - January 24, 2020

RAGNAR WEALTH MANAGEMENT LLC

RIA

CRD#: 171044

TUMWATER, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SOUNDVIEW ADVISORS

CRD#: 114437 / SEC#: 801-68960

RIA

Registered Investment Advisory firm - (3/24/2008 Approved)

Washington

Registered Investment Advisory firm - (3/28/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(5/26/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/2/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/27/2019

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/22/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/28/2021

Securities Industry Essentials Examination

Current Firm

SOUNDVIEW ADVISORS

CRD#: 114437 / SEC#: 801-68960

RIA

Registered Investment Advisory firm - (3/24/2008 Approved)

Washington

Registered Investment Advisory firm - (3/28/2008 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1441 West Bay Drive Suite 201, Olympia, WA 98502

Mailing Address

Phone number

(360) 867-9890

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ADV PART 2-REVISED (9/15/2025)

Regulatory assets under management

Total Number of Accounts	1,084
AUM (Assets Under Management)	$ 408,102,245

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Edward Carpenter

UNION CAPITAL COMPANY

IAR

Lake Placid, FL

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Daniel Milks

FIDUCIARY ORGANIZATION, LLC

IAR

Greenville, SC

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Christen N. Harrison

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christen Nichole Harrison's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

NAVIGATE FINANCIAL

COMMONWEALTH FINANCIAL NETWORK

ARMOUR WEALTH ADVISORS, LLC

RAGNAR WEALTH MANAGEMENT LLC

Primary Firm SEC Registration

SOUNDVIEW ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 9/2/2021

Series 65

Date: 8/27/2019

Series 7TO

Date: 7/22/2021

SIE

Date: 6/28/2021

Current Firm

SOUNDVIEW ADVISORS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SOUNDVIEW ADVISORS

TRUST BUT VERIFY

Contact information

Similar Advisors