Michael F. Barnett
Professional summary
Michael Frank Barnett Jr., who also goes by Michael Frank Barnett, Michael Frank Barnett, Jr., is a registered financial advisor currently at MITCHELL, MCLEOD, PUGH & WILLIAMS, INC. located in Mobile, Alabama.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Frank Barnett Jr.'s CRS (Customer Relationship Summary).
Certified licenses
Experience
July 6, 2022 - Present
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC.
August 10, 2017 - June 29, 2022
MORGAN STANLEY
August 10, 2017 - June 29, 2022
MORGAN STANLEY
February 24, 2017 - August 3, 2017
KESTRA ADVISORY SERVICES, LLC
January 25, 2017 - August 3, 2017
KESTRA INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC.
CRD#: 138240 / SEC#: 801-65005
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/6/2022)
(7/6/2022)
Exams
Current Firm
MITCHELL, MCLEOD, PUGH & WILLIAMS, INC.
CRD#: 138240 / SEC#: 801-65005
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,176 |
| AUM (Assets Under Management) | $ 2,266,674,940 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/14/2025 | ||
| 02/08/2024 | ||
| 06/30/2023 | ||
| 08/11/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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