FG
Francisco J. Guerra
SOLANO WEALTH MANAGEMENT
FAIRFIELD, CA 94534
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CRD#: 6711410
FG
Professional summary
Francisco Javier Guerra, AIF®, who also goes by Francisco Javier Guerra-martinez, Francisco Guerramartinez, Francisco J Guerra, Francisco Guerra Jr, Francisco Guerra, Francisco Guerra-martinez, is a registered financial advisor currently at SOLANO WEALTH MANAGEMENT located in Fairfield, California and LPL FINANCIAL LLC located in Fairfield, California.
Francisco is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Francisco has worked at 4 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Francisco Javier Guerra-Martinez | Francisco Guerramartinez | Francisco J Guerra | Francisco Guerra Jr | Francisco Guerra | Francisco Guerra-Martinez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 1/28/2022 - No Business Name - Investment Related - Home Based - Other-Notary - Started Aug 2017. 2. 01/28/2022 - Solano Wealth Management, Inc. - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) 3. 09/03/2024 - Solano Wealth Investment Advisors, LLC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 08/15/2024 - 160 Hours per Month/ 8 Hours During Trading - I provide investment advisory services to Solano Wealth Investment Advisors, LLC , an independent investment advisor firm. I started this business activity in 9/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 10/31/2024 - Solano Wealth Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 08/15/2024 - 160 Hours Per Month/ 8 Hours During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Francisco Javier Guerra's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 1, 2024 - Present
SOLANO WEALTH MANAGEMENT
Office #1: 1300 Oliver Road Suite 210, Fairfield, CA 94534RIA
CRD#: 322037
FAIRFIELD, CA
Current
January 28, 2022 - Present
LPL FINANCIAL LLC
Office #1: 1300 Oliver Rd., Ste 210, Fairfield, CA 94534RIA
BD
CRD#: 6413
Fairfield, CA
Past
February 10, 2022 - August 20, 2024
SOLANO WEALTH MANAGEMENT, INC.
RIA
CRD#: 168720
FAIRFIELD, CA
Past
May 29, 2019 - January 21, 2022
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
VALLEJO, CA
Past
November 21, 2016 - January 21, 2022
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
VALLEJO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SOLANO WEALTH MANAGEMENT
SOLANO WEALTH INVESTMENT ADVISORS, LLC | SOLANO WEALTH MANAGEMENT
CRD#: 322037 / SEC#: 801-130590
RIA
Registered Investment Advisory firm - (7/1/2024 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/1/2022)
RR
California(1/28/2022)
IAR
California(7/1/2024)
RR
Colorado(5/2/2025)
RR
Idaho(5/19/2022)
RR
Maine(6/27/2022)
RR
Maryland(6/7/2024)
RR
Minnesota(4/29/2023)
RR
Montana(5/16/2023)
RR
Nevada(5/31/2022)
RR
North Carolina(5/23/2022)
RR
Oregon(6/6/2022)
RR
South Carolina(7/6/2022)
RR
Texas(5/19/2022)
IAR
Texas(7/1/2024)
RR
Washington(6/1/2022)
RR
West Virginia(5/2/2024)
RR
Wyoming(4/19/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/15/2019
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SW
SOLANO WEALTH MANAGEMENT
SOLANO WEALTH INVESTMENT ADVISORS, LLC | SOLANO WEALTH MANAGEMENT
CRD#: 322037 / SEC#: 801-130590
RIA
Registered Investment Advisory firm - (7/1/2024 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1300 Oliver Road Suite 210, Fairfield, CA 94534
Mailing Address
Phone number
(707) 435-8400
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 702 |
| AUM (Assets Under Management) | $ 299,590,045 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SOLANO WEALTH MANAGEMENT
CRD#: 322037Fairfield, CA 94534TRUST BUT VERIFY
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