Christopher M. Furno

SUMMIT WEALTH MANAGEMENT

Ocean Pines, MD

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CRD#: 6710976

Professional summary

Christopher Michael Furno, who also goes by Christopher Furno, Chris Furno, is a registered financial advisor currently at SUMMIT WEALTH MANAGEMENT located in Ocean Pines, Maryland.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2017. Christopher has worked at 8 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Christopher Furno | Chris Furno

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 2017-Present: Independent Insurance Agent/Insurance Related/Pasadena, MD/Insurance Agent/Offer life insurance and annuity products and services via unaffiliated issuers./Involves one percent time each month, including during traditional business hours.// 2) 2013-Present: Rental Property/Not Investment Related/Pasadena, MD/Landlord & Owner/Fill vacancies and manage property/Involves one percent time each month, after traditional business hours.//

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Furno's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 12, 2022 - Present

SUMMIT WEALTH MANAGEMENT

RIA

CRD#: 318361

Ocean Pines, MD

Past

August 19, 2021 - December 6, 2021

ADVISORY SERVICES NETWORK

RIA

CRD#: 146051

Pasadena, MD

Past

June 17, 2021 - July 20, 2021

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

Pasadena, MD

Past

June 17, 2021 - July 20, 2021

KOVACK SECURITIES INC.

CRD#: 44848

Pasadena, MD

Past

July 11, 2019 - June 17, 2021

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Wilmington, DE

Past

July 11, 2019 - June 17, 2021

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Pasadena, MD

Past

September 7, 2018 - February 19, 2019

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Severna Park, MD

Past

September 7, 2018 - February 19, 2019

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Annapolis, MD

Past

March 16, 2018 - August 3, 2018

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

ELKRIDGE, MD

Past

March 12, 2018 - August 3, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

ELKRIDGE, MD

Past

January 13, 2017 - April 10, 2017

EQUITABLE ADVISORS, LLC

CRD#: 6627

COLUMBIA, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(1/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/26/2017

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/1/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/13/2017

General Securities Representative Examination

Current Firm

SUMMIT WEALTH MANAGEMENT

SUMMIT WEALTH MANAGEMENT | SUMMIT WEALTH MANAGEMENT LLC

CRD#: 318361 / SEC#:

Louisiana

Registered Investment Advisory firm - (1/3/2023 Terminated)

Maryland

Registered Investment Advisory firm - (1/12/2022 Approved)

Pennsylvania

Registered Investment Advisory firm - (12/31/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Ocean Pines, MD

Mailing Address

Phone number

(410) 507-9314

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	1
AUM (Assets Under Management)	$ 169,745

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher M. Furno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Michael Furno's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISORY SERVICES NETWORK

KOVACK ADVISORS, INC.

KOVACK SECURITIES INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

EQUITABLE ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/26/2017

Series 7TO

Date: 12/1/2022

SIE

Date: 10/1/2018

Series 7

Date: 1/13/2017

Current Firm

SUMMIT WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SUMMIT WEALTH MANAGEMENT

TRUST BUT VERIFY

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