Sarah J. Ponder

REAL WEALTH PLANNING

SUNSET VALLEY, TX

Some features on this profile are disabled

CRD#: 6710703

Professional summary

Sarah Joy Ponder, CFP®, who also goes by Sarah Ponder, Sarah Joy Pratt, is a registered financial advisor currently at REAL WEALTH PLANNING located in Sunset Valley, Texas.

Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Sarah has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Inheritance

Comprehensive Financial Planni...

Small Business Planning

Education Planning

Retirement Planning

Do you have an area of expertise or specialization?

Business Owners

Fixed Fee (Subscription, Retai...

Millennials

Real Estate Investments

Retirement Plan Investment Adv...

Socially Responsible Investmen...

Are you a "fiduciary"?

Yes

Aliases

Sarah Ponder | Sarah Joy Pratt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Fiduciary Financial Education, LLC; non investment-related; same address as Real Estate Wealth Planning; Financial Education; Owner, Content Creator, & Instructor; since 09/2020; 2hr/month; 0hrs/month during trading hours; financial education company, the company is a separate and unaffiliated entity. The two entities do not share clients or revenue.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Joy Ponder's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

November 10, 2020 - Present

REAL WEALTH PLANNING

RIA

CRD#: 311106

SUNSET VALLEY, TX

Past

February 7, 2017 - October 15, 2020

DIMENSIONAL FUND ADVISORS LP

RIA

CRD#: 106482

AUSTIN, TX

Past

December 8, 2016 - October 15, 2020

DFA SECURITIES LLC

CRD#: 10292

AUSTIN, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/10/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/3/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/8/2016

General Securities Representative Examination

Current Firm

REAL WEALTH PLANNING

FIDUCIARY FINANCIAL PLANNING GROUP | REAL WEALTH PLANNING | REAL ESTATE WEALTH PLANNING | FIDUCIARY FINANCIAL PLANNING GROUP, LLC

CRD#: 311106 / SEC#:

California

Registered Investment Advisory firm - (12/21/2023 Terminated)

Texas

Registered Investment Advisory firm - (11/10/2020 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Sunset Valley, TX

Mailing Address

Phone number

(512) 222-7521

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	229
AUM (Assets Under Management)	$ 24,195,737

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Sarah J. Ponder

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah Joy Ponder's CRS (Customer Relationship Summary).

Certified licenses

Experience

REAL WEALTH PLANNING

DIMENSIONAL FUND ADVISORS LP

DFA SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 2/3/2017

SIE

Date: 10/1/2018

Series 7

Date: 12/8/2016

Current Firm

REAL WEALTH PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

REAL WEALTH PLANNING

TRUST BUT VERIFY

Contact information

Similar Advisors